Published in Canadian Dimension, August 13, 2025 

An aerial view showing destruction in Rafah, Gaza. Photo by Ashraf Amra/UNWRA.

Cometh the hour, cometh the politicians

Back in February, Canadian-American novelist and journalist Omar Al Akkad published a book titled One Day, Everyone WIll Have Always Been Against This. “This” was Israel’s ongoing genocide in Gaza. That day seems to be getting closer by the minute.

While most have carefully avoided using the word genocide, the list of politicians who have been staunch defenders of Israel’s “right to defend itself” but are now condemning its actions in the strongest of words—but not doing very much more—is growing fast.

They include British Prime Minister Keir Starmer and Foreign Secretary David Lammy; European Commission President Ursula von der Leyen and EU foreign policy chief Kaja Kallas; Canadian PM Mark Carney and Foreign Minister Anita Anand; and Australia’s PM Anthony Albanese and Foreign Minister Penny Wong.

Following the Israeli war cabinet’s decision on August 8 to launch a new offensive to recapture Gaza City—an action likely to cause thousands more deaths and certain to displace a million more starving Palestinians to the overcrowded “evacuation zones” in southern Gaza—Carney and Starmer condemned this “escalation.” But there is no sign of the “concrete actions” the UK, France, and Canada threatened on May 19 if Israel did not “cease the renewed military offensive and lift its restrictions on humanitarian aid.”

The foreign ministers of Australia, Germany, Italy, New Zealand, and the United Kingdom (later joined by Austria, Canada, France, Norway, and the EU commission) got together to rush out a statement on August 9 “strongly rejecting” the Israeli decision to expand the war and urging “the parties and the international community to make all efforts to finally bring this terrible conflict to an end now.”

This was followed on August 12 with a statement signed by no less than 25 foreign ministers and two high representatives of the EU, lamenting that “humanitarian suffering in Gaza has reached unimaginable levels.”

The ministers complained that:

due to restrictive new registration requirements, essential international NGOs may be forced to leave the OPTs [Occupied Palestinian Territories] imminently which would worsen the humanitarian situation still further. We call on the government of Israel to provide authorisation for all international NGO aid shipments and to unblock essential humanitarian actors from operating. Immediate, permanent and concrete steps must be taken to facilitate safe, large-scale access for the UN, international NGOs and humanitarian partners. All crossings and routes must be used to allow a flood of aid into Gaza, including food, nutrition supplies, shelter, fuel, clean water, medicine and medical equipment. Lethal force must not be used at distribution sites, and civilians, humanitarians and medical workers must be protected.


Neither of these statements threatened any sanctions if Israel chose not to comply.

Surprisingly, German Chancellor Friedrich Merz came closest to actually doing anything to restrain Israel when he announced that “Under these circumstances, the German government will not authorise any exports of military equipment that could be used in the Gaza Strip until further notice.” Because of its past role in the Holocaust, Germany regards the security of Israel as a raison d’être of the German state (Staatsräson) and is Israel’s second-largest supplier of arms after the US.

Giorgia Meloni’s Italy, too, says it is contemplating sanctions on Israel “as a way to save its citizens from a government that has lost its reason and humanity.” “We are not facing a military operation with collateral damage,” Defense Minister Guido Crosetto said in an interview with La Stampapublished on August 11, “but the pure denial of the law and the founding values of our civilization.”

France’s President Emmanuel Macron has spearheaded a move to get Western powers to join the 147 countries (out of 193 UN member states) that already recognize the state of Palestine. BritainCanada, and Australia have undertaken to do so in September at the UN, albeit with conditions. Whether or not such recognition happens, in the absence of stronger measures this too will remain little more than an empty symbolic gesture.

The Trump administration in the US has meantime doubled down on its support for Israel. But fractures are appearing in the Democratic Party, which provided the Israeli government with “ironclad” backing throughout the Biden-Harris administration.

Thirty Democratic members of Congress have signed onto Delia Ramirez’s Block the Bombs Act to block offensive weapons sales to Israel, while on July 31, in the words of Senator Bernie Sanders:

By a vote of 27-17, Senate Democrats voted to stop sending arms shipments to a Netanyahu government which has waged a horrific, immoral and illegal war against the Palestinian people. The tide is turning. Americans don’t want to spend billions to starve children in Gaza.


Even Trump’s MAGA ally Marjorie Taylor Greene has gone on record saying “It’s the most truthful and easiest thing to say that October 7 in Israel was horrific and all hostages must be returned, but so is the genocide, humanitarian crisis, and starvation happening in Gaza.”

This is all way too little and way too late for the people of Gaza. Whether it is better than nothing at all remains to be seen. As of now, this performative Western outrage is little more than a sideshow that leaves the IDF free, as Donald Trump put it, to “finish the job.”

Seeing the light

Politicians are not the only ones claiming to have had their eyes recently opened to the full horror of Israel’s crimes. Many credit photos of famine victims for their conversion. We can now add the no less horrifying photographs and powerful video footage of the “wasteland of rubble, dust and graves” to which two years of Israeli bombardment have reduced Gaza, shot by journalists from Jordanian planes dropping aid packages.

It was with “immense pain and a broken heart,” Israel’s most celebrated living writer David Grossman told the Italian daily La Repubblica on August 1, that “For many years, I refused to use that term, ‘genocide.’ But now, after the images I have seen and after talking to people who were there, I can’t help but use it…” Quoting Grossman’s words later got left-wing lawmaker Ofer Cassif expelled from Israel’s Knesset chamber.

Grossman was one of over 2,300 cultural figures to sign two recent Israeli petitions denouncing the “killing of children and civilians, the starvation and displacement of the population, and the destruction of cities across the Gaza Strip” as “atrocities on a historic scale,” which are “currently taking place in our name against a population that is only several kilometers away, in an impossible reality and terrible suffering.”

Across the democratic world, hundreds of writers, artists, film makers and others in the cultural industries have signed petitions condemning Israel’s actions. In Canada, “500+ law professors, lawyers, academics, former ambassadors, and civil society, faith and labour leaders” sent Mark Carney an open letter prior to the June 15 Kananaskis G7 summit imploring him “to catalyze G7 action to end the genocide.” It has yet to receive an acknowledgment from the prime minister’s office, let alone an official response.

Something is clearly changing when Bob Geldof, of “Do They Know It’s Christmas (Feed the World)” fame, breaks his silence to accuse Israel of “lying. Netanyahu lies, is a liar. The [Israeli forces] are lying.” He added:

It enrages me to a point beyond comprehension when I see the images published by Sky News and what [former Gaza-based British surgeon] Dr [Nick] Maynard has been reporting from inside Gaza. And at that point, I thought, the 40th anniversary of Live Aid, my own past and history with this—I thought I should say something now.


Now? Where have you been for the last two years, Bob? Remember five-year-old Hind Rajab? Seven-year-old Sidra Hassouna, hanging dead from the wall of a bombed-out apartment building in Rafah, her legs shredded to ribbons of flesh in an Israeli air strike?

Remember Rafah, which Joe Biden once said was his “red line,” a city of 200,000 people that the IDF has now pulverized to unrecognizable ruins?

Purity and danger

In the US, Jewish Currents Editor-at-Large Peter Beinart has suggested that “a kind of dam has broken… in mainstream media discourse and public discourse more generally”:

people are much more willing to say things that they were reluctant to say in the past, that there is starvation in Gaza, that it is Israel’s fault, and that beyond that, that this slaughter and starvation, this assault on the people of Gaza, has to end, and that it’s immoral.


This applies even more in other Western countries, where popular support for Israel has never been as strong as in America and opinion polls indicate it is now in steep decline. Up to 300,000 people marched across Sydney Harbour Bridge for Gaza on August 3, completely wrongfooting Australia’s government. These were not your usual suspects.

Nor were the 522 people arrested in Parliament Square in London on August 9 as they protested the UK government’s proscription of Palestine Action under the Terrorism Act. The signs they were carrying—for which they can now be sentenced to up to 14 years in prison—read “I oppose genocide, I support Palestine Action.” This was the most arrests the Metropolitan Police had made in a single operation in at least the last decade. Half of those detained were over 60, nearly 100 were in their 70s, and 15 were in their 80s.

While Beinart welcomes latecomers and converts to the cause, “even if they come painfully late, and much, much later than one would like,” and counsels that “to gain the power to change policy, [you] have to swell beyond the initial group of activists and bring in people who may not be as morally pure as those people,” he is equally insistent that:

it’s also really, really important to remember and… elevate the voices of people who were correct initially, who said things early on that I think have turned out to be factually and morally correct. Because the danger is, if you don’t do that, then you… end up, you just replicate, you don’t change the… structure of discourse.


Among those voices, he instances Rabbis for Ceasefire; the student protestors who “were greeted… for being prematurely correct… with being suspended and being expelled and by beaten up by the police who were called in”; and “the writers, the intellectuals who said things about Israel’s attack that have proven to be correct.”

He name-checks several Palestinian writers and activists, including Representative Rashida Tlaib, who was censured by Congress in 2023 for “representing the deadliest day for Jews since the Holocaust… as justified ‘resistance’ to the ‘apartheid state.’”

The danger now is that in our outrage at the awful images that are overwhelming our newsrooms and the pious statements proliferating from our politicians we will forget Beinart’s “prematurely correct” voices and reproduce the same discursive tropes that have enabled, sustained, and gaslit the Gaza slaughter even as we criticize Israel.

We need to face up to the conditions that produced these horrors—and this requires us to jettison some widespread liberal illusions not only about Israel, but also about the part played in this human calamity by the free, democratic, civilized West.

An ancestral homeland?

The congressional motion censuring Rashida Tlaib in November 2023 began “Whereas Israel has existed on its lands for millennia and the United States played a critical role in returning Israel to those lands in 1948… in recognition of its right to exist…”

Western politicians habitually frame the Israel-Palestine conflict in terms of “the Jewish people’s right to self-determination in their ancestral homeland” (I quote Justin Trudeau). But the modernconnection between the Jewish people and Israel is tenuous. It is the Palestinians who have existed on this land for millennia—who are its Indigenous inhabitants—and the Israelis who are immigrants. Israeli historian Shlomo Sand argues that a majority of present-day Israeli Jews are in fact the descendants of converts.

Nobody disputes the existence of Jewish kingdoms in what is now Israel during the first millennium BCE. But Jews were never the only people living in the area—what was the Biblical Samson doing among the Philistines in Gaza? Many Jews were expelled by the Romans after defeat of rebellions in 70-71 and 132-36 CE. Most of those who remained converted to Christianity under the Byzantine Empire or Islam after the Muslim conquest in 635-7 CE, without the ethnic composition of the land being significantly altered.

Were we to apply the Zionists’ “ancestral homeland” logic and timeframe elsewhere in the modern world, we would have to return England to the Celts, kick the Hungarians and Slavs out of Central Europe, and expel everyone of European descent from the Americas, Australia, and New Zealand. It is a poor justification for a genocide.

Or a settler colony?

By any sane definition, present-day Israel is a settler colony, which was established and has since been maintained by often extreme violence against the indigenous population.

In 1878, according to Ottoman records, Palestine had 462,465 inhabitants, of whom 403,795 (87 percent) were Muslim, 43,659 (10 percent) were Christians, and just 15,011 (three percent) were Jewish. Zionist-inspired Jewish immigration from Europe began in the 1890s, fuelled by pogroms in the Russian Empire. By the end of World War I, when the Ottoman Empire was broken up, Palestine’s population was still 90 per cent Palestinian.

Encouraged by Britain, which governed Palestine under a League of Nations mandate from 1922, Jewish immigration snowballed, particularly after the rise of the Nazis in Germany. By 1944 Jews made up 30 percent of Palestine’s population. Tensions between Palestinians and Jewish incomers peaked in the Great Arab Revolt of 1936-9.

Jewish numbers grew by 100,000 (including 70,000 Holocaust survivors) immediately after World War II. Seeking to establish a Jewish state, the Irgun (led by future Israeli PM Menachem Begin), and Lehi (led by future Israeli PM Yitzhak Shamir) militias used terrorist tactics against the British, including hanging captured British soldiers held as hostages and bombing the King David Hotel in Jerusalem with the loss of 91 lives.

Things came to a head in 1947, when Britain informed the UN of its intention to leave Palestine. A UN plan to partition the territory into two states, which would have given the minority Jewish community 56 percent of the land, was rejected by the Palestinians.

Civil war between Jews and Palestinians broke out at the end of November 1947, in which both sides committed atrocities. During the Deir Yassin massacre of April 9, 1948, Irgun and Lehi slaughtered over 100 Palestinian villagers, including women and children.

On the day British forces withdrew, May 14, 1948, David Ben-Gurion unilaterally declared “the establishment of a Jewish state in Eretz-Israel.” Troops from Egypt, Jordan, Syria, and Iraq, later joined by units from Lebanon, Saudi Arabia, and Yemen, poured across the borders. The Jewish militias were meanwhile absorbed into the newly-created IDF.

After ten months of fighting Israel not only held the land allotted to it by the UN partition plan but 60 percent of the land intended for the Arab state, as well as West Jerusalem.

Jaffa, Palestine, 1920.

The great replacement

The population of Gaza is largely made up descendants of at least 750,000 refugees driven out during the 1947-8 war in what Palestinians call the Nakba (catastrophe), boosted by refugees from the 1967 Six Day War. Israeli historian Ilan Pappé writes that:

In a matter of seven months, 531 villages were destroyed and eleven urban neighborhoods emptied. The mass expulsion was accompanied by massacres, rape, and the imprisonment of males over the age of ten in labor camps for periods of over a year. (Ten Myths About Israel, chapter 1)


The total population of Palestine fell from 1,970,000 in 1947 to 872,700 in 1948. In 1947, Jews made up 32 percent of that population; by 1948, 82.1 percent. If you want to know what a real demographic “great replacement” looks like, this is it.

Between 15 May 1948 and the end of 1951, more than 684,000 new Jewish immigrants—many, now, fleeing from Arab lands where they had lived for centuries—settled in Israel. According to the UN:

Of the 370 Jewish settlements established between 1948 and the beginning of 1953, 350 were established on land abandoned by the Palestinians. In 1954 more than one-third of Israel’s Jewish population, plus 250,000 new Jewish immigrants, settled in whole cities that had been completely deserted by the Palestinians as a result of the military operations of 1948.


The so-called Law of Return, granting every Jew in the world the right to settle in Israel, was passed by the Knesset on July 5, 1950. More than 3.25 million Jews have availed themselves of this right since 1948.

In flagrant violation of international law, Palestinians driven out in the Nakba have no right of return to the lands they and their forbears had lived in and cultivated for millennia.

The “war” didn’t start on October 7

Israel’s supporters insist that the present “war” in Gaza “began”—to quote the stock phrasing that has been repeated in hundreds of news articles over the last two years—”when Hamas-led militants killed around 1,200 people, mostly civilians, in the October 7 attack and abducted 251 hostages.” Not only is this inaccurate as regards the actual events of October 7. More importantly, it totally ignores their immediate context.

Gaza is part of the occupied Palestinian territory (OPT) Israel seized from Egypt and Jordan in the 1967 Six Day War. After that war, the UN Security Council unanimously—that is, with American, British, and French support—adopted Resolution 242 mandating “withdrawal of Israel armed forces from territories occupied in the recent conflict.”

Despite further UN resolutions, Israel has not only failed to comply with this demand for 58 years, but has established Jewish settlements in the OPT in defiance of international law. The rate of settlement has increased hugely in recent years, with a 40 percent rise in the West Bank since the formation of Netanyahu’s government at the end of 2022.

In March 2025 there were 737,332 Jewish settlers in the West Bank and East Jerusalem, spread across150 settlements and 128 outposts. Perhaps as many as 160,000 of these are American citizens, who have been at the “forefront of the rise of settler violence.” The IDF and settlers have killed at least 964 Palestinians in the occupied West Bank and East Jerusalem since October 7, 2023 and driven tens of thousands from their homes.

Within the OPT, the Palestinian population—numbering around 5.6 million, as compared with Israel’s population of 9.5 million—has been subjected to what among many others the International Court of Justice (ICJ), the UN human rights office (OHCHR), Human Rights WatchAmnesty International, and Israel’s human rights organization B’Tselem all characterize (and comprehensively document) as an apartheid regime.

While this context cannot justify the war crimes and crimes against humanity that the ICC charged Hamas leaders with committing during the October 7 attack, it goes a long way toward explaining why Hamas launched such a desperate attack in the first place.

Hamas’s attack was not unprovoked

In a landmark ruling of July 19, 2024, the ICJ held not only that “Israel’s continued presence in the Occupied Palestinian Territory is unlawful,” but also that Gaza remains part of the OPT because Israel:

continue[s] to exercise, certain key elements of authority… including control of the land, sea and air borders, restrictions on movement of people and goods, collection of import and export taxes, and military control over the buffer zone, despite the withdrawal of its military presence in 2005 […] This is even more so since October 7, 2023.


As B’Tselem summarized the situation in January 2021, “the military occupation has not ended: Palestinians in the West Bank remain its direct subjects, while in the Gaza Strip they live under its effective control, exerted from the outside.”

Hamas narrowly won elections in 2006 and expelled its rival Fatah, which nominally governs in the West Bank, from the Gaza Strip the following year. Israel responded by imposing a tight land, sea and air blockade in June 2007, turning the beleagured enclave into what Human Rights Watch has described as the world’s largest open-air prison.

Conflict has flared intermittently ever since, with Hamas and other militias firing rockets into Israel, which has responded with periodic military operations the IDF derisively calls “mowing the lawn.”

This is not an equal contest. Between January 2008 and October 6, 2023, Israel killed 6,540 Palestinians (5,360 of them in Gaza). In the same period 309 Israelis were killed by Palestinian action—a fatality ratio of 21 to 1. The disproportion speaks for itself.

IDF snipers, firing through the perimeter fence, killed 266 people and injured 30,000 during the (peaceful) weekly Great March of Return demonstrations of 2018-19. In May 2022, Israeli forces shot and killed journalist Shireen Abu Akleh—one of many more such killings to come (the most recentbeing the assassination of Al Jazeera journalist Anas al-Sharif and his crew in a targeted airstrike on their tent near al-Shifa Hospital in Gaza City on August 10). Two days before Hamas’s October 7 attack, 832 Jewish settlers stormed the al-Aqsa mosque in Jerusalem—the third holiest site in Islam.

If these are not provocations, the word has lost all meaning.

Israel’s response was not self-defense

As the occupying power in the OPT—including Gaza—Israel’s responsibilities toward the Palestinians under international humanitarian law include:

the obligation to ensure humane treatment of the local population and to meet their needs, the respect of private properties, management of public properties, the functioning of educational establishments, ensuring the existence and functioning of medical services, allowing relief operations to take place as well as allowing impartial humanitarian organizations such as the ICRC [Red Cross] to carry out their activities.


Israel’s conduct toward Gaza’s civilian population since October 2023 flagrantly ignores any and all of these legal obligations.

Leaving aside for the moment Palestinian deaths and injuries, the IDF had damaged more than 190,000 buildings by early April 2025—roughly 70 percent of Gaza’s structures—of which 102,000 were destroyed. This translates to roughly 300,000 homes lost.

By August 6, 80 percent of Gaza’s commercial facilities, 88 percent of school buildings, and 68 percent of road networks had been destroyed or significantly damaged, and only 50 percent of Gaza’s hospitals were even partly functioning. According to the latest UN data, Palestinians now have access to only 1.5 percent of cropland suitable for cultivation. The IDF demolished Gaza’s only functioning cancer hospital on March 21. The same fate was suffered by Al Israa University—the last remaining university in Gaza—in January 2024.

In an appendix to the ICJ July 19, 2024 judgment, Justice Hilary Charlesworth explained that:

the population in the occupied territory does not owe allegiance to the occupying Power, and … is not precluded from using force in accordance with international law to resist the occupation.


“On the assumption that Israel is the victim of an armed attack triggering the right to self-defence,” she goes on:

The use of force in self-defence … is directed at restoring the situation as it was prior to the armed attack. This purpose distinguishes lawful self-defence from measures that aim to punish the aggressor for the harm inflicted. The latter measures constitute armed reprisals, which are prohibited under international law.


“Whether the use of force employed by the victim of an armed attack serves the purpose of self-defence,” she concludes,” is determined by “standards of necessity and proportionality.”

An existential threat?

As of August 6 at least 61,709 people, including 17,492 children, had been killed in Gaza a direct result of IDF military action; more than 111,588 people had been injured; and more than 14,222 are missing and presumed dead. These figures, which come from the Gazan health ministry, are widely believed to be a serious undercount. The IDF lost 454 soldiers in Gaza during the same period. This is disproportionate by any criteria.

But was this killing and destruction militarily necessary? In order to restore the status quo ante, which is all international law allows?

Or was it an armed reprisal—a collective punishment inflicted on Gaza’s civilians in order to demonstrate, in Benjamin Netanyahu’s promise to Israelis at the outset of the present war, that “We will exact a price that will be remembered by them and Israel’s other enemies for decades to come”? A reprisal that also serves the Zionist longterm objective of ridding Eretz Israel, by one means or another, of its indigenous Palestinian population?

At the outset of hostilities the IDF estimated Hamas to have some 30,000 fighters. In contrast to Israel—a nuclear power with one of the strongest, most experienced, and technologically sophisticated militaries in the world—Hamas has no navy or air force, tanks or armoured vehicles. Its armoury is made up of light automatic weapons, grenades, mortars, explosives, improvised rockets, and anti-tank guided missiles and shoulder-launched anti-aircraft missiles. It is, we might say, a David to Israel’s Goliath.

“Brutal,” “savage,” and “barbaric” as Hamas’s October 7 attack may have been, it was in essence a DIY assault from paragliders, small boats, bulldozers, pickup trucks, and motorbikes. It revealed serious failures in Israel’s security (which Benjamin Netanyahu has repeatedly refused to have investigated until after the “war” is over) but it hardly adds up to what Israel’s supporters have loudly proclaimed to be an existential threat.

Hamas is even less of a threat now, when Israel claims to have eliminated at least 20,000 of its fighters and destroyed its command structure. Much as it might wish to wipe Israel from the face of the earth and reestablish Islamic domination from the river to the sea, Hamas doesn’t remotely have the capacity to do so—either now, or in any foreseeable future.

At this point it must be asked—as it should have been long, long ago—if this has long ceased to be (and possibly never was) a war of self-defense, why is Israel still fighting?

It’s not a “humanitarian crisis,” it’s a genocide

For whatever reasons—geopolitics, economics, guilt at turning a blind eye to the Holocaust, Islamophobia, racism—for the last two years Western politicians, with the overwhelming support of the mainstream media, have supported Israel’s genocidal campaign in Gaza and done their best to brand all opposition as “antisemitism.”

Not only have they provided Israel with arms and diplomatic cover at the UN and elsewhere, frustrating any coordinated international response to impose a ceasefire. They have repeatedly ignored orders from and sought to discredit the world’s two highest courts, the ICJ and the ICC. They have eroded their citizens’ civil liberties by criminalizing pro-Palestinian actions and vilifying pro-Palestinian speech.

They have gaslit their populations, requiring us to believe that when Israel destroys a hospital or a school in Gaza it is because Hamas has a tunnel underneath it; that the doctors, nurses, aid workers, and journalists it has killed, often with their whole families, are all Hamas operatives; and that the IDF is “the most moral army in the world.”

Perhaps most insidiously—and here Islamophobia and racism do work their evil—they have tried to convince us that when Hamas commits war crimes they are the result of primitive, barbaric, fanatical religious hatred, but when Israel commits the same crimes on a massively greater scale, it is defending not only itself but “Western civilization.”

I predict that in the coming days and weeks we will see plenty of blame for the “humanitarian crisis” in Gaza being laid at the door of Benjamin Netanyahu, who will seemingly do anything to survive in office (and keep out of jail). But the problems go far deeper than Bibi appeasing his extremist right-wing ministers to keep his coalition intact and his government in power.

The West may now be finally waking up to the full enormity of the horrors Israel has inflicted in Gaza. It needs also to wake up to the evils it has nurtured not just for the last two years, but for over a century, under the banner of “the Jewish people’s right to self-determination in their ancestral homeland.” It is time we started listening to Palestinian voices, while there are still Palestinians left alive to speak truth to power.

This is the submitted version of an article accepted for publication in Sociology Lens (DOI: 10.1111/johs.12490)

Abstract   Submitting an invited text for the Anthropology and Humanism festschrift “Hundreds for Katie,” I experienced cognitive dissonance between the objectives of ethnographic writing championed by Kathleen Stewart and the journal’s submission requirements.  The insistence that every submission must contain keywords and an abstract signifies deeper issues with academic writing.  Specific forms of writing enforce the disciplinary norms of Thomas Kuhn’s “normal science.”  To “write difference” we may need to write differently.  The paper draws inter alia on works by Kathleen Stewart, Lauren Berlant, Ludwig Wittgenstein, Peter Winch, Walter Benjamin, James Clifford, Georges Bataille, and members of the Mass–Observation group. 


The Tyranny of the Abstract

In memory of Lesley Stern

Form follows function—that has been misunderstood. Form and function should be one, joined in a spiritual union.

Frank Lloyd Wright[1]

1

I was recently invited to participate in a project to honor the anthropologist Kathleen Stewart’s retirement from the University of Texas at Austin, titled “100s for Katie.”  Though I was doubtful about what I could offer—this would be my first attempt at writing a “hundred”—I welcomed the chance to contribute.  Katie is a friend whose work I have deeply admired since I first encountered A Space on the Side of the Road (1996), her ethnography of “an ‘other’ America that survives precariously among the ruins of the West Virginia coal camps and ‘hollers’ … as an excluded subtext to the American narrative of capitalism, modernization, materialism, and democracy.”[2]   This was followed by Ordinary Affects (2007) and her jointly authored volume with Lauren Berlant, The Hundreds (2019).  Running through all Katie’s writing is an abiding suspicion of what I call the violence of abstraction.  I borrowed this concept from Karl Marx,[3] but it is a vice of which the intellectual left is far from innocent.   “This book is set in a United States caught in a present that began some time ago,” Katie observes at the beginning of Ordinary Affects:

But it suggests that the terms neoliberalism, advanced capitalism, and globalization that index this emergent present, and the five or seven or ten characteristics used to summarize and define it in shorthand, do not in themselves begin to describe the situation we find ourselves in.  The notion of a totalized system, of which everything is always already somehow a part, is not helpful (to say the least) in the effort to approach a weighted and reeling present.  This is not to say that the forces these systems try to name are not real and literally pressing.  On the contrary, I am trying to bring them into view as a scene of immanent force, rather than leave them looking like dead effects imposed on an innocent world.[4]

            Throughout her career Katie has pushed the boundaries of academic discourse, exploring forms of writing that in her view are better attuned to grasping and expressing excluded subtexts (and marginalized subjects) than the research article or scholarly monograph.   I emphasize forms of writing.  What are we writing about, and how is it best captured?   In Katie’s own words, “These works are experiments that write from the intensities in things, asking what potential modes of knowing, relating or attending to things are already being enacted and imagined in ordinary ways of living.”  She seeks to give expression to “what might happen, what things in process might become, what something might be related to, a pattern” in everyday worldings.[5]  Her starting points lie in “the forces that come into view as habit or shock, resonance or impact.  Something throws itself together in a moment as an event and a sensation; something both animated and habitable.”[6]  It is this something—something real, tangible, out there, in here, even if it is as yet inchoate and unnamed—that she strives to find ways of researching and articulating.  This requires immersion rather than distance.  “Ethnographic writing is ‘writing difference‘ through a process of participant observation—an attention to scenes you are somehow ‘in,'” Katie tells her students, whether these be “a group, an identity, a practice like running or caring for someone, or a brief situation like riding a bus.” “In writing culture, we are learning to describe with precision how a range of things impact lives.  Write through details!” she urges, for “as a method of writing, ethnography composes with what’s already composed.”[7]  

            “Hundreds” are an experimental form of writing first developed by Emily Bernard and the 100-Word Collective at the University of Vermont in 2009, which Circe Sturm (who was a member of Bernard’s original group) introduced to colleagues in Austin in 2012 and applied to ethnographic writing.  “In Emily Bernard’s approach,” explains Kim Tallbear, “a writer launches their piece from an idea, phrase, single word, or anything that resonates or sparks from the previous piece. There are no limitations for form, style, or subject.”[8]  Sturm suggests that “One of the reasons so many of us are drawn to this abbreviated format is that it allows us to dialogue with other writers, even when our lives are extremely busy. We also feel freer to experiment with content, form and voice, and to risk vulnerability in our writing …  Some ideas catch fire and never lose their burn. This seems to be one of them.”[9]  Sturm, Stewart, and other members of the Austin Public Feelings group “brought [the 100s] to the concept of the new ordinary we’d been developing, and The Hundreds project took off.”  

            Berlant and Stewart provide the briefest of possible introductions (titled “Preludic”) to The Hundreds, leaving plenty space for the texts that follow to engage the reader as they may:

The constraint of the book is that our poems (makings) are exercises in following out the impact of things(words, thoughts, people, objects, ideas, worlds) in hundred-word units or units of hundred multiples.  Honoring the contingency of the experiment, there is no introduction up front but distributed commentary throughout the book, plus reflection in many spots about how the writing attempts to get at a scene or process a hook.  We don’t want to say much in advance about what kind of event of reading or encounter the book can become.  We tried not to provide even this preliminary.[10]

2

Each contributor to “100s for Katie” was invited to write one hundred words on a topic of their choice, to be published in a special section in the American Anthropological Association (AAA) journal, Anthropology and Humanism.  My contribution—in its entirety—read as follows:

Hundreds and Hundreds

Columbine, West Nickel Mines School, Virginia Tech, Northern Illinois U, Collier Township women’s aerobics class, U Alabama Huntsville, Chardon HS, Oikos U, Oak Creek Sikh temple, Sandy Hook ES, Isla Vista sorority house, Marysville Pilchuck HS, Emanuel African Methodist Episcopal Church, Umpqua Community College, Pulse nightclub Orlando, Sutherland Springs First Baptist Church, Stoneman Douglas HS, Santa Fe HS, Tree of Life synagogue, Borderline Bar Thousand Oaks, UNC Charlotte, Walmart El Paso, Texas A & M Greensville, Atlanta spas, Oxford HS, Top supermarket Buffalo, Robb ES Uvalde, U Virginia Charlottesville, Arts HS St Louis, Club Q Colorado Springs, Michigan State U …[11]      

Anyone with a passing acquaintance with recent American history will immediately recognize at least some of these names as the locations of mass shootings.[12]  They register forces that “come into view as habit or shock, resonance or impact”—or in this case all of the above—without my having to say another word.

            Having made it through peer review—a standard academic procedure that felt distinctly out of place in this context—my text was accepted without revision.  But when it came to proof stage, I was instructed to: “Add your Summary (up to 200 words) and up to five keywords below your address.  Keywords, or something very close to them, should also appear in the Abstract itself to maximize searchability. In this case the Summary can be 1-2 sentences, e.g., ‘In this ‘hundreds’ in honor of Kathleen Stewart, I …'”  This instruction was part of a set of Author Guidelines to which all contributions to Anthropology and Humanism (apart from poetry, which had its own separate guidelines) had to conform, irrespective of their subject matter.  Among other things, these guidelines mandated that authors use American spellings, follow the Chicago Manual of Style, and leave one rather than two spaces after a period.   It had apparently not crossed the minds of the editors of an ethnography journal that if, as Peter Winch once put it, “our language and our social relations are just two different sides of the same coin. To give an account of the meaning of a word is to describe how it is used; and to describe how it is used is to describe the social intercourse into which it enters,”[13] then “to describe with precision how a range of things impact lives” may sometimes require deviation from the Chicago Manual of Style.  A rereading of Clifford Geertz’s classic essay on thick description, published fifty years ago, might not come amiss in this context.[14]

            My particular concern here is with the demand to provide Keywords and Abstracts, which Anthropology and Humanism‘s guidelines treat as a merely formal, technical issue, a matter of making the text visible to internet search engines.  It is also, I learned later, a result of major commercial publishers standardizing submission and typesetting templates across their journals in the service of automating (and offshoring) their production processes. Unfortunately for the social sciences and humanities, these templates more often than not reflect the priorities of the science journals that form the largest portion of the big journal publishers’ stables.   But whatever technical and financial reasons journals may have for mandating Abstracts and Keywords, these elements cannot but function as paratexts that influence what kind of event of reading or encounter the text can become.  They epitomize the kind of prescriptive framing Lauren and Katie’s “Preludic” takes pains to avoid.  Gérard Genette, who coined the concept, describes a paratext as “a threshold, or—a word Borges used apropos of a preface—a ‘vestibule’ that offers the world at large the possibility of stepping inside or turning back.  It is an ‘undefined zone’ between the inside and the outside, a zone without any hard and fast boundary on either the inward side (turned toward the text) or the outward side (turned toward the world’s discourse about the text), an edge, or as Philippe Lejeune put it, ‘a fringe of the printed text which in reality controls one’s whole reading of the text.'”[15]  

            As a longtime coeditor of another academic journal,[16] I am well aware that in today’s precarious funding environments metrics matter.  Keywords are clickbait, comparable to headlines for news media.  I duly provided my five: America, hate, homophobia, misogyny, racism.  They were not inaccurate; my text did bear on all these topics.  How useful they are to readers or researchers, given their abstraction, is another issue.  I deliberately did not use the generic term “mass shootings,” which might seem the most obvious classification under which to file my piece, for reasons I shall explain more fully later.  But I baulked at the absurdity of writing an Abstract or Summary of “1-2 sentences,” let alone of “up to 200 words,” to frame a 100-word text.  This was not just a question of proportion.  Like Katie and Lauren, I was loath to say anything in advance about what kind of event of reading or encounter my text could become.  I did not want to circumscribe my potential readership or restrict the ways in which the text might be read by too narrow a prior summary of what my 100 words were “about.”  My aim was to make people think—to open up what Katie calls “a contact zone for analysis”[17]—rather than telling them what to think.  From this point of view, any summary would be too narrow.  I concur with Roland Barthes that “a text is not a line of words releasing a single ‘theological’ meaning (the ‘message’ of the Author-God) but a multi-dimensional space in which a variety of writings, none of them original, blend and clash.”[18]  No text can ever be closed, definitively pinned down in one interpretation—even its author’s interpretation.  Especially, perhaps, its author’s interpretation.  I wanted my words—words I did not invent, that came heavily freighted with cultural resonances of their own—to speak for themselves, through whatever they evoked for each individual reader.  As a poem might.  

            I returned the proof without an Abstract, hoping it wouldn’t be missed.  A couple days later the editor reminded me that I needed to provide one, within seven days please.  Not wanting to get into an argument in which we would likely just talk past one another—after all it seemed such a trifling quibble, a storm in an academic teacup—I gave in.  Keeping in mind George Bataille’s dictum that “A dictionary would begin starting from the moment when it no longer provided the meanings of words but their jobs,”[19] I did not attempt to summarize what my text says, so much as to inform readers what it tries to do.  This was therefore not, strictly speaking, an Abstract.  It read: “This contribution to the special section ‘100s for Katie’ attempts to communicate the depth and breadth of the hatred infecting contemporary America in one hundred words.”  

            Along with several other contributions, all of which were headed “Poetry” or “Creative Nonfiction” (as distinct from “Research Articles”), my hundred words were published online as a self-contained piece in Early View format, a week after I had delivered the corrected proof and months before publication of the special issue as a whole.  Driven by an economy in which large commercial journal publishers increasingly make their money not from library subscriptions but open access payments (APCs)[20] or download fees for individual articles, this is a process of Spotification[21] that disrupts my text’s connection with the rest of the “100s for Katie” (I would never have written this text, in this way, outside of this context), networking it instead to whatever else is found by searching under its keywords.  This too violates the spirit of the hundreds, which are typically written for writing groups whose members are variously stimulated by (rather than academically responding to) one another’s texts in the open-ended ways described by Kim Tallbear and exemplified by Katie and Lauren in The Hundreds.  At least my omission of “mass shootings” from the keywords and abstract may deter searchers from subsuming my text under Criminology. 

            The visual design of the anthropology and Humanism Early View page acts as a further paratext.[22]  What draws the eye in the layout of these articles, because of the size of the typeface and its placing in an indented box at the head of each text is—the Summary (heading in bold, font larger than the main text) and KEYWORDS (heading in bold capitals).[23]  This pre-text stands out even more than it would in the case of a normal length article, because the text it introduces is so short: in my case, just eight lines.  Everything conspires to suggest to the reader that the gist, the core, the meat, the heart, the message, the essence of the text is to be found here—in the Abstract.  I am playing with words now, but with serious intent.  As the Collins Dictionary explains, “When you talk or think about something in the abstract, you talk or think about it in a general way, rather than considering particular things or events.”[24]  Abstraction is the polar opposite to what the hundreds set out to do.  In Katie’s words, introducing Ordinary Affects, her writing:

tries to slow the quick jump to representational thinking and evaluative critique long enough to find ways of approaching the complex and uncertain objects that fascinate because they literally hit us or exert a pull on us.  My effort here is not to finally “know” them—to collect them into a good enough story of what’s going on—but to fashion some form of address that is adequate to their form; to find something to say about ordinary affects by performing some of the intensity and texture that makes them habitable and animate.  This means building an idiosyncratic map of connections between a series of singularities.  It means pointing always outward to an ordinary world whose forms of living are now being composed and suffered, rather than seeking the closure or clarity of a book’s interiority or riding a great rush of signs to a satisfying end …  From the perspective of ordinary affects, thought is patchy and material.  It does not find magical closure or even seek it, perhaps only because it’s too busy trying to imagine what’s going on.[25]

3

The list of mass shootings in my “hundred for Katie” is far from comprehensive: from dozens of shootings over the same period listed in Wikipedia,[26] I chose a selection of those that seemed (to me) to speak to “what things in process might become, what something might be related to, a pattern.”  The earliest shooting in my list took place when Eric Harris and Dylan Klebold donned their trench coats and gunned down twelve of their fellow students and one of their teachers at Columbine High School in Colorado on April 20, 1999.  I began with Columbine because in the popular imaginary Columbine has become the paradigmatic, iconic, quintessential mass shooting, the event that “laid down the ‘cultural script’ for the next generation of shooters.”[27]  The very word Columbine has acquired the totemic power of one of Roland Barthes’ myths, a self-sufficient sign that “abolishes the complexity of human acts, it gives them the simplicity of essences, it does away with all dialectics, with any going back beyond what is immediately visible, it organizes a world which is without contradictions because it is a world without depth, a world wide open and wallowing in the evident, it establishes a blissful clarity: things appear to mean something by themselves.”[28]  The rest of my shootings all happened during the present century, beginning with the shooting of ten girls aged between six and thirteen (five were killed) at West Nickel Mines School, an Old Order Amish one-room schoolhouse in Lancaster County, PA, on October 2, 2006.  

            The form of my text—a bald, unadorned list—was integral to what I was trying to do.  It is not an argument, an analysis, an explanation, a narrative, or a critique.  As Katie says of her own work, it is “an attempt to find something to say about ordinary affects by performing some of the intensity and texture that makes them habitable and animate.”  It maps a contemporary affectual terrain—a zone of fear and anxiety, of morbid fascination and perverse excitement, a scene that attracts like an accident on the highway—by enumerating some of its landmarks. These are names that resonate with significances.  The text communicates through what its one hundred words evoke rather than anything it explicitly says.  It says nothing, because these words are not linked in meaningful propositions.  They don’t even form a coherent sentence.  The impact of the text relies entirely on their connotations.  If this hundred works (I accept that for many readers it may not), it does so by calling to mind “what’s already composed” in everyday worldings.

            The very fact that I—or Wikipedia—can compile such a list shows how far this terrain has become part of the landscape of everyday American life; not to mention how peculiar America is in that regard, since nowhere else in the developed world would a list of mass shootings over this period get close to one hundred words.[29]  The geographical spread of locations, from Buffalo to El Paso and from Orlando to Santa Barbara, and the variety of social sites in which the shootings occurred, underline not only the scale of these killings but their ordinariness, suggesting they could happen to anyone anytime anywhere.  Full of juxtapositions as surreal as Lautréamont’s chance encounter of a sewing machine and an umbrella on an operating table—a women’s aerobics class in suburban Pennsylvania, a Sikh temple in Oak Creek, Wisconsin, a high school in Parkland, Florida, massage parlors in Atlanta, Georgia—the list is as non-sensical as the classification of animals in Borges’s imaginary Chinese Encyclopedia with which Michel Foucault begins The Order of Things.  Like that classification, it shatters “all the familiar landmarks of … our thought, the thought that bears the stamp of our age and our geography—breaking up all the ordered surfaces and all the planes with which we are accustomed to tame the wild profusion of existing things.”[30]  It disturbs, it disrupts, it deranges, it disorders.  Only, it is unlikely to provoke laughter.  

            If we “slow the quick jump to representational thinking and evaluative critique” and pause to think about what these names conjure up, one by one, each in its singularity, their cumulative weight becomes unbearable—for me, anyway.  As we go down the list, year by year, killing by killing, the recitation takes on the incantational cadences of a litany.  For some, it may recall other occasions when names are ritually intoned:  “At the going down of the sun and in the morning/We will remember them.”[31]  But it is as likely to be met with a meh of world-weary ennui, the “blasé attitude” of Georg Simmel’s sophisticated modern urbanite for whom “the meaning and differing values of things, and thereby the things themselves, are experienced as insubstantial.”  Recognizing what the names in the list are instances of soon enough, how many readers will stop reading long before they have reached the 100-word limit?  What’s new? This indifference, Simmel argued, is born out of attempts to protect the personality against the barrage of novel stimuli in the metropolis; but “self-preservation … is brought at the price of devaluating the whole objective world, a devaluation which in the end unavoidably drags one’s own personality down into a feeling of the same worthlessness.”[32]  Simmel was writing in 1903: in the multi-channel metaverse of 24-hour TV, internet, and social media, modernity’s assault on the senses, emotions, and intellect never ends.  Just as it had no real beginning—there were after all dozens of mass shootings before Columbine—this list has no terminus either.  The text concludes not with a period but an ellipsis, marking a space for the killings we know are still to come.  Hundreds and hundreds of them.

            This was an attempt to write from the intensities of things.  “Your writing,” Katie tells her students, “though non-fiction, will be creative in its effort to evoke and speculate on worlds that are both real and actively mediated and composed both through your writing and through all kinds of modes of expression present in the everyday compositions of living.”[33]  The worlds evoked by my hundred words are horribly real, and their expressions are ever-present in the highly mediated virtual forms through which most of us have experienced them—the everyday compositions of TV, newspapers, social media.  Who has not been touched, however vicariously, by a Sandy Hook, a Parkland, an Uvalde, punching a hole in the armor of indifference?  Or perhaps, depending on our race or gender or sexual orientation, the punctum that pierced the ordered surfaces and planes of our thought and our world was the killings at an Emanuel African Methodist Episcopal Church or a Tree of Life Synagogue, a sorority house in Santa Barbara or a Top supermarket in East Buffalo, a Club Q or a Pulse gay nightclub?  Every one of these shootings took place in a particular location in a particular community.  They are not just instances of a more general trend.  Like a photograph, each name recalls specific moments of horror, dragging us back to “the absolute Particular, the sovereign Contingency, matte and somehow stupid, the This … in short, what Lacan calls the Tuché, the Occasion, the Encounter, the Real, in its indefatigable expression.”[34]  The particulars refuse to dissipate into the lightness of generalization.  

            But this “idiosyncratic map of connections between a series of singularities” is something more than just an arbitrary list of unrelated events.  While these shootings do not share any single common property or set of defining characteristics, what connects them, not just in my text but in the world, is akin to what Ludwig Wittgenstein called family resemblances—”a complicated network of similarities overlapping and criss-crossing; sometimes overall similarities, sometimes similarities of detail.”[35]  These killings are sudden flares in a dark landscape of hate, eruptions of a volcanic underworld of horribly ordinary affects that “work not through ‘meanings’ per se, but rather in the way they pick up density and texture as they move through bodies, dreams, dramas, social worldings of all kinds.” “We look for a lesson in Columbine and its offshoots,” Katie writes, “But the kids, or the records they leave behind, tell stories that have their own complex trajectories … These stories don’t end in a moral but are left to resonate with all the other ways that intensities rise out of the ordinary and then linger, unresolved, until memory dims or some new eruption catches our attention … And we’re left with the visible signs of relays we can’t name or predict and don’t know what to do with.”[36]   

            My hundred words are a hook, an entry point, a way to open up Katie’s “contact zone for analysis”—a call to wrench the discourse away from indexing, classifying, defining, theorizing, explaining, in favor of the infinitely more difficult task of describing.

4

Like standardization of anything else in life from school curricula to flight attendants’ dress codes, the standardization of writing conventions cannot be a neutral process.  It is never just a matter of mere stylistic preferences. Somebody has to set the standards. Taken as a whole, Anthropology and Humanism‘s guidelines (which are not untypical of contemporary social science journals) select, elevate, and hegemonize one form of writing—a very particular form of writing, which is bound up in a powerful apparatus of disciplinary institutions and practices—over all others.  The fact that Anthropology and Humanism has separate categories for Creative Nonfiction and Poetry is itself revealing of the hierarchy of ways of knowing the world that is at play.  We should probably be grateful that Anthropology and Humanism carries such forms of writing at all when many other journals do not: here, the subtexts are merely marginalized rather than wholly excluded as irrelevant to the scholarly enterprise.  The archetypes of academic writing are the scientific paper or Research Article and, in the humanities and some areas of the social sciences, the scholarly monograph or book.  A Research Article is decidedly not Creative Nonfiction and still less is it Poetry, from which it is categorically distinct in all senses of the word.[37]  It has strict written and unwritten conventions (as does the academic book), some of which I and other contributors brushed up against in our contributions to “100s for Katie.”   Depending on how you look at it, the Abstract is the epitome or the reductio ad absurdum of this power/knowledge regime. 

            The notion that we can abstract the essence (gist, core, meat, heart, message) of a text in a couple sentences without significant loss of content assumes a very definite kind of text.  Nobody but a philistine would think we could abstract The Waste Land or summarize Ulysses.  We might be able to summarize the plot of Ulysses, but to do so would provide few clues as to why anyone should want to read Joyce’s magnum opus.[38] A novel is no more reducible to its plot than a film is reducible to its screenplay or a musical performance to its score.  We can regard an Abstract as an adequate summary of a Research Article only to the extent that the essence (gist, core, meat, heart, message) of the article is deemed to lie in its argument, for which any particulars serve merely as evidence or illustration.  Physicists are not interested in the color or taste of Isaac Newton’s apple, but what its fall from the tree tells them about the laws of motion.  A grotesque—but revealing—outcome of this assumption can be found in the Paper Summaries service academia.edu offers its premium subscribers, which promises to “scan the high quality papers on the site, find key words, phrases, and conclusions, and present them to you by paper section in a five-minute read.”[39]  With this feature, academia.edu boasts, you can “read the central arguments of a paper” and “see the 10 key points in any paper,” so that you need “never waste time on a paper again.”[40]  A similar “AI assistant,” which promises to “Summarize your docs in a click, ask questions to get quick answers, and level up your productivity,” is now offered as a (subscriber only) add-on to Adobe Acrobat, the popular software that generates the industry-standard PDF file format.[41]

            Much the same applies mutatis mutandis to scholarly books: while readers of novels or poetry don’t expect an introduction telling them what the text is about, publishers of academic monographs invariably demand one.  In both scholarly books and research articles, more or less obligatory literature reviews and rigorous citation practices situate the text in relation to wider disciplinary fields, as a contribution to ongoing academic debates.  I vividly remember the editors of the venerable English historical journal Past and Present requiring me to add a superfluous footnote referencing “the standard literature on nationalism” in a lengthy article they had already reviewed and accepted, not because I was engaging with that literature but because, well, one should.  I naively thought I could describe from primary sources how in nineteenth-century Prague speaking German or Czech shifted over the course of a century from a marker of class difference to a badge of national identity without doffing my cap to Benedict Anderson, Hobsbawm and Ranger, or Edward Said, but I was breaking an unwritten rule.[42]  To its credit, at least back in 1998 Past and Present did not require articles to have an abstract; nowadays it does.  The context for this form of writing is Thomas Kuhn’s puzzle-solving normal science—a “disciplinary matrix” of shared values, theories, methods, and exemplars that forms the framework within which scientists work and is questioned only in those relatively rare moments of crisis when the established paradigms break down.[43]

            I quoted Peter Winch earlier to the effect that to give an account of the meaning of a word is to describe how it is used, and to describe how it is used is to describe the social intercourse into which it enters.  The Concise Oxford Dictionary offers the following definition—a summary, of sorts—of ordinary usages of the word abstract

abstract adj., v., & n.  •adj. … 1 a to do with or existing in thought rather than matter, or theory rather than practice; not tangible or concrete (abstract questions rarely concerned him).  b (of a word, esp. a noun) denoting a quality or condition or intangible thing rather than a concrete object.  2 (of art) achieving its effect by grouping shapes and colours in satisfying patterns rather than by the recognizable representation of physical reality.  •v. … 1 tr. (often foll. by from) take out of; extract; remove.  2 a tr. summarize (an article, book.).  b intr. do this as an occupation.  3 tr. & refl. (often foll. by from) disengage (a person’s attention, etc.); distract.  4 tr. (foll. by from) consider abstractly or separately from something else.  5 tr. euphem. steal.  •n. … 1 a summary or statement of the contents of a book etc.  2 an abstract work of art.  3 an abstraction or abstract term.[44]

In colloquial speech and everyday intercourse, most of these uses of the word abstract are faintly pejorative.  The abstract is the realm of the mental rather than the material, the theoretical rather than the practical, the intangible rather than the concrete; abstract paintings may be aesthetically pleasing, but they are not recognizable representations of reality.  To abstract is to take away, to extract, to remove, to disengage, to distract—even, in one euphemistic usage, to steal.  

            Ordinary language tacitly recognizes that abstraction always impoverishes, because any process of abstraction involves loss. Only within the ivory towers of academe is it assumed that what is discarded in the process of abstraction is inessential—indeed, that not only can we abstract without loss, but that it is the act of abstraction itself that reveals what is essential.  The young Karl Marx viciously satirized this “mystery of speculative construction” back in 1845:

If from real apples, pears, strawberries and almonds I form the general idea “Fruit,” if I go further and imaginethat my abstract idea “Fruit,” derived from real fruit, is an entity existing outside me, is indeed the true essence of the pear, the apple, etc., then in the language of speculative philosophy—I am declaring that “Fruit” is the “Substance” of the pear, the apple, the almond, etc. I am saying, therefore, that to be a pear is not essential to the pear, that to be an apple is not essential to the apple; that what is essential to these things is not their real existence, perceptible to the senses, but the essence that I have abstracted from them and then foisted on them, the essence of my idea—”Fruit.” I therefore declare apples, pears, almonds, etc., to be mere forms of existence, modi, of “Fruit.” My finite understanding supported by my senses does of course distinguish an apple from a pear and a pear from an almond, but my speculative reason declares these sensuous differences inessential and irrelevant. It sees in the apple the same as in the pear, and in the pear the same as in the almond, namely “Fruit.” Particular real fruits are no more than semblances whose true essence is “the substance”—”Fruit.”[45]

One is tempted to cut to the chase and conclude that this “contemptuous attitude toward the particular case,” as Wittgenstein described it, has its roots in a form of life in which, fancying themselves to be neutral outside observers rather than involved (and compromised) participants, academics abstract themselves from the worlds they study—but let that pass.  “The idea that in order to get clear about the meaning of a general term one had to find the common element in all its applications,” Wittgenstein continues, “has shackled philosophical investigation; for it has not only led to no result, but also made the philosopher dismiss as irrelevant the concrete cases, which alone could have helped him understand the usage of the concrete term.”[46]

            Wittgenstein goes on to suggest that “Our craving for generality has another main source: our preoccupation with the method of science”:       

Philosophers constantly see the method of science before their eyes, and are irresistibly tempted to ask and answer questions in the way science does. This tendency is the real source of metaphysics, and leads the philosopher into complete darkness.  I want to say here that it can never be our job to reduce anything to anything, or to explain anything.  Philosophy really is ‘purely descriptive’.[47]

Anthropologists—and sociologists, and historians—should take heed of Wittgenstein’s warning, which does not apply just to philosophers but to students of human societies in general.  Our interests lie in the differentia specifica that make social and cultural phenomena what they are and not anything else.  And these, Katie Stewart suggests, “are not just dead social constructions that we can trace back to a simple origin, but rather are forms of contagion, persuasion, and social worlding”[48] that are always in flux, in statu nascendi.  What we banish from the abstractions though which we think the world comes back in the ordinary affects through which we feel it.  The problem for anthropologists and sociologists and historians—at this point, given the resonances of the term, I no longer want to describe us as social scientists—is how to grasp, articulate, and communicate these affects textually.  The reason abstract concepts like neo-liberalism, advanced capitalism, and globalization “do not in themselves begin to describe the situation we find themselves in” is that in themselves they do not describe any thing at all.  Which is of course why we have trouble reconnecting them with the world of everyday experience.  

            To describe the social world is to write difference.  And to write difference may just require us to write differently.         

5

There is a long tradition of research and writing, which until relatively recently remained mostly outside the academy, upon which we are able to draw.  I can only scrape the surface here.[49]  On January 30, 1937, a letter appeared in theNew Statesman and Nation under the headline “Anthropology at Home,” in which two members of the British Surrealist Group, the poet and sometime Daily Mirror journalist Charles Madge and the documentary filmmaker Humphrey Jennings, joined with the birdwatcher and amateur ethnographer Tom Harrisson, author of the Left Book Club bestseller Savage Civilisation,[50] to announce the formation of an enterprise that has since become legendary in the annals of social research.  Mass–Observation proposed to recruit 5000 people from all walks of life to carry out “an anthropology of ourselves.”[51]  Soon, over a thousand “coalminers, factory hands, shopkeepers, salesmen, housewives, hospital nurses, bank clerks, business men, doctors and schoolmasters, scientists and technicians” had applied to be mass–observers.[52]  Their principal task was to compile “Day Surveys” in which they related everything they did from waking to sleeping on the twelfth day of every month.  

            “The original purpose of the Day Surveys,” wrote Madge and Harrisson, “was to collect a mass of data without any selective principle.” “Mass–Observation has always assumed that its untrained Observers would be subjective cameras, each with his or her distortion,” they added, who “tell us not what society is like, but what it looks like to them.”[53]  The anthropological establishment of the time was appalled—not least, at the erosion of the boundary between observer and observed that is crucial to sustaining the illusion (and authority) of scientific objectivity.  Though Bronislaw Malinowski applauded Mass–Observation’s objectives, he criticized their “rough and perhaps crude empiricism,” “inchoate observation of everything,” and “inability to make a clear distinction between the relevant and the adventitious.”[54]  As it turned out, the Day Surveys that formed the basis for Mass–Observation’s first book fell on the day of George VI’s coronation.  In May the Twelfth, complained Raymond Firth (who succeeded Malinowski as Professor of Social Anthropology at the London School of Economics in 1944), “description of Coronation activities is interlarded continuously with remarks on the weather, accounts of people’s health, or babies or toilet, or argument about women cyclists or art,” with the result that “what to an anthropologist are essential phases of the phenomenon, namely the complex ritual involved, the religious and moral precepts associated with kingship, and the political structure which gives the framework for the ceremony” are buried under “masses of irrelevant crude fact.”[55]  It seems not to have occurred to him that the rituals he deems essential are his and his anthropological colleagues’ abstractions, while the remarks on the weather and arguments about women cyclists and art were equally constitutive of the coronation day as a social event—comprised of a simultaneous multiplicity of worldings.  To distinguish between “the sociological law of universal validity on the one hand, and sundry happenings and subjective reactions on the other” is harder than Malinowski supposes.[56]  Ironically, social historians have been mining Mass–Observation’s archive as an unparalleled source on the everyday life of the period ever since.

            Around the same time, on the other side of the English Channel, the exiled German critic Walter Benjamin was deep into his Arcades Project, an investigation of the dreamworlds of nineteenth-century Paris through its surviving material fabric and cultural artifacts that he had begun to research in 1927.  When he fled Paris to escape the German advance in 1940, Benjamin left the manuscript in the safekeeping of his friend Georges Bataille, who hid it in the stacks of the Bibliothéque Nationale for the duration of the war.    Benjamin committed suicide on the Spanish border to avoid being repatriated to occupied France in September 1940.  The Arcades Project was not published in the original German and French until 1982 or translated into English until 1999.  Alongside other belatedly translated texts like his Berlin Childhood around 1900 and One-Way Street,[57] it offers an approach to writing history that is equally respectful of the intensities in things.  “Must the Marxist understanding of history necessarily be acquired at the expense of the perceptibility of history?” Benjamin asks himself, wondering “in what way is it possible to conjoin a heightened graphicness to the realization of the Marxist method?”  His answer draws upon one of the most formally revolutionary innovations of twentieth-century art.  “The first stage in this undertaking will be to carry over the principle of montage into history,” he writes.  “That is, to assemble large-scale constructions out of the smallest and most precisely cut components.  Indeed, to discover in the analysis of the small individual moment the crystal of the total event.”[58]  

            Benjamin’s large-scale construction bears no resemblance to the grand narratives toward which, says Jean-François Lyotard, our postmodern era feels only incredulity, or the metahistories criticized by Hayden White as “a narrative prose discourse that purports to be a model, or icon, of past structures and processes in the interest of explaining what they are by representing them.”[59]  “This work has to develop to the highest degree the art of citing without quotation marks,” Benjamin observes; “Its theory is intimately related to that of montage.”[60]  The text of the Arcades Project is made up of hundreds of numbered individual passages quoted verbatim from the most heterogeneous primary sources, which Benjamin gathers into loose folders or “convolutes” without providing any overarching sense-making narrative under which they could be subsumed.  Though the text is spattered with his own often gnostic observations, Benjamin does not try to systematize these into an argument.  There are a multitude of ways through this labyrinth, connections within and across the convolutes, to which he provides no signposts or map.  He is confident that the details will speak for themselves.  “I needn’t say anything.  Merely show,” he writes.  “I shall purloin no valuables, appropriate no ingenious formulations.  But the rags, the refuse—these I will not inventory but allow, in the only way possible, to come into their own, by making use of them.”[61]

            Humphrey Jennings’s Pandaemonium 1660-1886: The Coming of the Machine as Seen by Contemporary Observers adopts a methodology of composing from fragments that is remarkably similar to Benjamin’s Arcades Project, even though the likelihood is that the two men never met.[62]  Pandaemonium assembles a vast panorama of extracts from diaries, letters, poems and novels, newspapers, scientific journals, speeches, and government reports, arranged chronologically, once again with minimal commentary.   “In this book I present the imaginative history of the Industrial Revolution,” the co-founder of Mass–Observation explains. “I say ‘present’, not describe or analyse, because the Imagination is a function of man whose traces are more delicate to handle than the facts and events and ideas of which history is usually constructed … I present it by means of what I call Images“:

These are quotations from writings of the period in question … which either in the writing or in the nature of the matter itself or both have revolutionary and symbolic and illuminatory quality.  I mean that they contain in little a whole world—they are the knots in a great net of tangled time and space—the moments at which the situation of humanity is clear—even if only for the flash time of the photographer or the lighting …

            And these images—what do they deal with?  I do not claim that they represent truth—they are too varied, even contradictory, for that.  But they represent human experience.  They are the record of mental events.  Events of the heart.  They are facts (the historian’s kind of facts) which have been passed through the feelings and mind of an individual and have forced him to write … They are all moments in the history of the Industrial Revolution, at which clashes and conflicts suddenly show themselves with extra clearness, and which through that clearness can act as symbols for the whole inexpressible uncapturable process … [T]his window-opening quality … differentiates these pieces of writing from purely economic or political, or social analyses.  Theirs is a different method of tackling, of presenting the same material, the same conflicts, the method of poetry.[63]

6

Both Walter Benjamin and Mass–Observation were directly influenced by the surrealists, who André Breton insisted in the first Surrealist Manifesto were “simple receptacles of so many echoes, modest recording instruments” rather than creative artists.[64]  In retrospect, the surrealists’ battery of techniques—collages, automatic writing, dérives, found objects, games of chance, and the rest—were all attempts at composing with “what’s already composed.”[65]  It is time Louis Aragon’s Paris Peasant, Philippe Soupault’s Last Nights of Paris, and André Breton’s Nadja were seen as experiments in ethnographic writing, and not simply as works of literature—precursors of the anthropology of Pierre Clastres, Michel de Certeau, and Marc Augé (not to mention the remarkable writings of Annie Ernaux, which shatter the boundaries between biography and history, participant and observer, the thought and the felt).[66]  James Clifford was one of the earliest Anglo-American scholars to recognize the importance of this surrealist legacy for anthropology in his 1981 essay “On Ethnographic Surrealism,” in which he argued that surrealism and ethnography are complementary facets of the cultural crisis unleashed by the civilizational dislocation of World War I, in which “Reality is no longer a given, a natural, familiar environment” and “The self, cut loose from its attachments, must discover meaning where it may.”  Where ethnography “suggests a characteristic attitude of participant observation among the artifacts of a defamiliarized cultural reality,” he goes on, surrealism “tended to work in the reverse sense, making the familiar strange.”[67]  

            Surrealism and ethnography came together explosively in the pages of Bataille’s journal Documents, whose “basic method,” Clifford writes, “is juxtaposition—fortuitous or ironic collage” in which “the proper arrangement of cultural symbols and artifacts is constantly placed in doubt … Its images, in their equalizing gloss and distancing effect, present in the same plane a Châtelet show advertisement, a Hollywood movie clip, a Picasso, a Giacometti, a documentary photo from colonial New Caledonia, a newspaper clip, an Eskimo mask, an Old Master, a musical instrument.”[68]  Documents was an exercise in what Bataille and Leiris’s “Critical Dictionary” called l’informe(formless):

formless is not only an adjective having such and such a meaning, but a term serving to declassify [déclasser], requiring in general that everything should have a form … For academics to be satisfied, it would be necessary, in effect, for the universe to take on a form.  The whole of philosophy has no other aim; it is a question of fitting what exists into a frock-coat, a mathematical frock-coat.  To affirm on the contrary that the universe resembles nothing at all and is only formless, amounts to saying that the universe is something akin to a spider or a gob of spittle.[69]

Interviewed for a symposium on l’informe in 2021, Michael Taussig argued that “Clifford not only presented a new history of anthropology but one that opened the gates to a surrealist anthropology that challenged the hegemony that still holds in France, the UK, and the USA”:

Anthropology, like anything else, goes through its fashions—functionalism, structuralism, post-structuralism, the literary turn, anti-colonialism, the ontological turn, etc.—but there is an unwritten law not to mess with form. Clifford’s essay held out the possibility of new writing by exposing and exploring the historical roots of a para-anthropology centered on ‘surrealism’ involving Bataille among others. To me it seemed like an invitation to think more creatively about the experience of one’s fieldwork, to allow the strange to wreak havoc with our normal, and to create a new feeling as to reality itself.[70]   

We are a long way from Malinowski and Firth—and Kuhnian normal science.

            These once heretical perspectives have had greater currency in the Anglophone academy during the last thirty years than at any time during the preceding century.  Walter Benjamin’s star, in particular, has never shone brighter.  It is, then, supremely ironic—part comic, but mostly tragic—that this is the moment when commercial journal publishers choose to standardize their templates along the lines of natural science models, seemingly regardless of the intellectual consequences.  A specific ideal of academic writing is being coercively materialized in the very technologies of journal production in ways that cannot but marginalize or exclude alternative forms and voices.   The irony is compounded by the fact that in more sensitive hands, these same digital technologies could be used to broaden the scope of ethnographic and historical writing, whether through the creative employment of hypertext and intertext or the combination of text with audio or visual elements, in ways that Benjamin or the surrealists could only have dreamed of.[71]  

            Given the continuing importance of research article publication in both universities’ tenure and promotion procedures and national research assessment exercises like the UK’s Research Excellence Framework (REF),[72] this may have serious consequences both for the shape of future knowledge and for individuals’ careers.  Unless there is some recognition of the problem by journal editors and effective resistance to this creeping standardization—not least on the part of professional associations like the American Anthropology Association—some of our most innovative writers, especially younger scholars working in these long-marginalized intellectual traditions, will find it increasingly difficult to publish their work in academically respectable venues at all—to their individual detriment, and to our collective loss.       


[1] Quoted in “Form Follows Function,” at https://www.guggenheim.org/teaching-materials/the-architecture-of-the-solomon-r-guggenheim-museum/form-follows-function (this and all other on-line resources cited in this article accessed on 19 July 2023 unless stated otherwise).

[2] Kathleen C. Stewart, A Space on the Side of the Road: Cultural Poetics in an “Other” America.  Princeton: Princeton University Press, 1996.  I quote from the book’s jacket description.

[3] Derek Sayer, Marx’s Method: Ideology, Science and Critique in ‘Capital ‘ (Brighton: Harvester Press and Atlantic Highlands, NJ: Humanities Press, 1979); and The Violence of Abstraction: The Analytic Foundations of Historical Materialism (Oxford and New York: Blackwell, 1987).

[4] Kathleen Stewart, Ordinary Affects.  Durham, NC, and London: Duke University Press, 2007, p. 1.  My emphasis.

[5] Kathleen C. Stewart, University of Texas at Austin website, at https://liberalarts.utexas.edu/anthropology/faculty/kcs.  My emphasis.

[6] Ordinary Affects, p. 1.

[7] I quote from Kathleen Stewart’s description of her UT Austin course ANT 324L Ethnographic Writing, at https://liberalarts.utexas.edu/anthropology/faculty/kcs.  My emphasis.

[8] Kim Tallbear, “Prairie Relations 100S,” Unsettle, February 2, 2022, at https://kimtallbear.substack.com/p/prairie-relations-100s#details.  

[9] Circe Accurso Sturm, “100-Word Collective,” Voices in Italian Americana, Vol. 24, Nos. 1-2, 2013, p. 95.  In the context of issues I raise later in this paper, it is interesting to compare this with earlier surrealist practices of group work and, in particular, such “games” as the exquisite corpse.  See further Derek Sayer, Making Trouble: Surrealism and the Human Sciences (Chicago: Prickly Paradigm Press, 2017).

[10] Lauren Berlant and Kathleen Stewart, The Hundreds.  Durham, NC, and London: Duke University Press, 2019, p. ix.  My emphasis.  

[11] Derek Sayer, “Hundreds and Hundreds,” Anthropology and Humanism 00(0): 1, 2023.  Open access, available at https://doi.org/10.1111/anhu.12447 (Early View).  Published under CC BY-NC-ND 4.0 license.

[12] As defined by the Gun Violence Archive, “Mass Shootings are, for the most part an American phenomenon. While they are generally grouped together as one type of incident, they are several different types including public shootings, bar/club incidents, family annihilations, drive-by, workplace and those which defy description but with the established foundation definition being that they have a minimum of four victims shot, either injured or killed, not including any shooter who may also have been killed or injured in the incident.” https://www.gunviolencearchive.org/explainer

[13] Peter Winch, The Idea of a Social Science and Its Relation to Philosophy.  London: Routledge and Kegan Paul, 1963, p. 123.

[14] Clifford Geertz, “Thick Description: Toward an Interpretive Theory of Culture,” in his The Interpretation of Cultures.  New York: Basic Books, 1973.

[15] Gérard Genette, Paratexts. Thresholds of Interpretation.  Trans. Jane E. Lewin, Cambridge: Cambridge University Press, 1997, p. 2.  My emphasis.

[16] The Journal of Historical Sociology, published quarterly from 1988 to 2022 by Basil Blackwell Publishers, subsequently Wiley.  See https://journals.scholarsportal.info/browse/09521909 (accessed 3 December 2024).

[17] Ordinary Affects, p. 5.

[18] Roland Barthes, “The Death of the Author,” in his Image Music Text.  Ed. and trans. Stephen Heath, London: Fontana, 1977, p. 146.

[19] Georges Bataille, “Informe,” Documents, No. 7, December 1929, p. 382.  My translation.  

[20] On APCs see Royal Society of Chemistry, “Open Access Payments and Funding,” at https://www.rsc.org/journals-books-databases/open-access-publishing/open-access-payments-apcs-and-funding/.  

[21] I am alluding to the music streaming service Spotify, which—for good or ill—alters the experience of listening to an album by abstracting individual tracks, which can then be infinitely recombined in playlists.

[22] See Genette, Paratexts, Ch. 2.

[23] See https://anthrosource.onlinelibrary.wiley.com/doi/epdf/10.1111/anhu.12447

[24] “Definition of ‘in the abstract,’ Collins Dictionary, at https://www.collinsdictionary.com/dictionary/english/in-the-abstract#google_vignette

[25] Ordinary Affects, pp. 4-5.  My emphasis.

[26] “List of Mass Shootings in the United States,” Wikipedia, at https://en.wikipedia.org/wiki/List_of_mass_shootings_in_the_United_States.  

[27] Malcolm Gladwell, “Thresholds of Violence: How School Shootings Catch On,” New Yorker, October 19, 2015, quoting Ralph Larkin. 

[28] Roland Barthes, Mythologies.  Trans. Annette Levers, New York: Farrar, Straus, Giroux, l991, p. 143.

[29] The US accounted for 73 percent of mass shootings that occurred in thirty-six developed countries between 1998 and 2019.  America’s 101 shootings led to 816 deaths.  France had the next highest number of shootings with eight, leading to 179 deaths.  Half the countries surveyed had no mass shootings at all, and only ten had more than one: Belgium, the Czech Republic, Italy, the Netherlands and Switzerland had two, Finland three, Canada four, and Germany five.  See Jason R. Silva, “Global mass shootings: comparing the United States against developed and developing countries,” International Journal of Comparative and Applied Criminal Justice, online publication 28 December 2022.  I put the term “developed” under erasure (writing it as “developed“), in Jacques Derrida’s sense, to indicate that it is a word I need to use here because of its referents but do not consider adequate as a concept.

[30] Michel Foucault, The Order of Things: An Archaeology of the Human Sciences.  Trans. Alan Sheridan, New York: Vintage, 1994, p. xv. 

[31] Lawrence Binyon, “For the Fallen,” at https://www.poetryfoundation.org/poems/57322/for-the-fallen

[32] “The Metropolis and Mental Life,” in The Sociology of Georg Simmel, ed. and trans. Kurt H. Wolff.  Glencoe, IL: The Free Press, 1950, p. 415.

[33] Course description for ANT 324L Ethnographic Writing.

[34] Roland Barthes, Camera Lucida: Reflections on Photography.  Trans. Richard Howard, New York: Hill and Wang, 1981, p. 4.  I am using the term punctum in the sense Barthes gives it in the same book: a “sting, cut, little hole—and also a cast of the dice. A photographer’s punctum is that accident which pricks me (but also bruises me, is poignant to me” (p. 27).

[35] Ludwig Wittgenstein, Philosophical Investigations.  Trans G. E. M. Anscombe, second edition, Oxford: Blackwell, 1958, p. 32.

[36] Ordinary Affects, pp, 3, 74. 

[37] “Categorical” is defined in Merriam-Webster Dictionary as “1 Absolute, unqualified”; and “2 a. of, relating to, or constituting a category,” or “b. involving, according with, or considered with respect to specific categories.” https://www.merriam-webster.com/dictionary/categorical

[38] See here Sally Rooney’s excellent essay “Misreading Ulysses,” in Paris Review, December 27, 2022, at https://www.theparisreview.org/blog/2022/12/07/misreading-ulysses/

[39] https://support.academia.edu/hc/en-us/articles/360045673953-What-is-Summaries-

[40] Promotional email from academia.edu headed “You would have saved 6,864 minutes with Summaries,” 29 July 2023.

[41] “Chat with your docs.  Meet Acrobat AI Assistant.”  https://www.adobe.com/acrobat/generative-ai-pdf.html (accessed December 13, 2014).

[42] See Derek Sayer, “The Language of Nationality and the Nationality of Language: Prague, 1780-1920,” Past and Present, No. 153, p. 182, note 67.

[43] Thomas S. Kuhn, The Structure of Scientific Revolutions.  Second edition, enlarged, Chicago: University of Chicago Press, 1970, p. 182.

[44] The Concise Oxford Dictionary.  Ninth Edition, ed. Della Thompson. Oxford: Clarendon Press, 1995, p. 6.

[45] K. Marx and F. Engels, The Holy Family, in Marx–Engels Collected Works, Vol. 4, London: Lawrence and

Wishart, 1975, pp. 57-8.

[46] Ludwig Wittgenstein, The Blue and Brown Books.  Oxford: Blackwell, 1958, p. 20. Emphasis added.

[47] Blue and Brown Books, p. 17. Emphasis added.

[48] Ordinary Affects, p. 65.

[49] I have discussed these and other examples at greater length in Making Trouble: Surrealism and the Human Sciences.  See note 9.

[50] Tom Harrisson, Savage Civilisation.  London: Victor Gollancz, Left Book Club edition, third

impression, 1937.

[51] Tom Harrisson, Humphrey Jennings, and Charles Madge, “Anthropology at Home,” New Statesman and Nation, 30 January 1937, p. 155.

[52] Humphrey Jennings and Charles Madge with T. O. Beachcroft, Julian Blackburn, William Empson, Stuart Legg, and Kathleen Raine, eds., May the Twelfth: Mass-Observation Day-Surveys 1937 by over two hundred observers.  London: Faber and Faber, 1937, pp. ix–x.

[53] Charles Madge and Tom Harrisson, The First Year’s Work.  London: Lindsay Drummond, 1938, p. 66. First emphasis added.

[54] Bronislaw Malinowski, “A Nationwide Intelligence Service,” in Madge and Harrisson, The First Year’s Work, pp. 85–86.

[55] Raymond Firth, “An Anthropologist’s View of Mass-Observation,” Sociological Review, Vol. 31, no. 2 (1939), pp. 178–179.

[56] “A Nation-wide Intelligence Service,” p. 85.

[57] Walter Benjamin, One-Way Street and Other Writings, trans. J. A. Underwood (London: Penguin, 2009); Berlin Childhood Around 1900: Hope in the Past, trans. Howard Eiland (Cambridge, MA: Harvard University Press, 2006).

[58] Walter Benjamin, The Arcades Project.  Trans. Howard Eiland and Kevin McLaughlin, Cambridge, MA: Harvard University Press, 1999, pp. 460-61.

[59] Jean-François Lyotard, The Postmodern Condition: A Report on Knowledge, trans. Geoff Bennington and Brian Masumi (Manchester: Manchester University Press, 1984), p. xxiv; Hayden White, Metahistory: The Historical Imagination in Nineteenth-Century Europe(Baltimore: Johns Hopkins University Press, 1973), p. 2.

[60] Arcades Project, p. 458.

[61] Arcades Project, p. 460.  My emphasis.

[62] For an extended discussion see Michael Saler, “Whigs and Surrealists: the ‘Subtle Links’ of Humphrey Jennings’s Pandaemonium,” in George K. Behlmer and Fred M. Leventhal, eds., Singular Continuities: Tradition, Nostalgia, and Identity in Modern British Culture (Stanford, CA: Stanford University Press, 2000).

[63] Humphrey Jennings, Pandaemonium 1660-1886: The Coming of the Machine as Seen by Contemporary Observers, ed. Marie-Louise Jennings and Charles Madge.  London: Icon Books, 2012, p. xiii.  My emphases.  The text compiled posthumously and published in 1985 runs to 376 pages; according to Marie-Louise Jennings, this was “around one third of the original text” (p. xxviii). Jennings’s use of “present” here is analogous to Katie Stewart’s use of “perform.”

[64] André Breton, “Manifesto of Surrealism,” in his Manifestoes of Surrealism, trans. Richard Seaver and Helen R. Lane (Ann Arbor, MI: University of Michigan Press, 1972), p. 28.

[65] As Ben Highmore has also argued, surrealism was “a form of social research into everyday life,” whose products should be seen “not as works of art but as documents of this social research.  In this way artistic techniques such as collage become methodologies for attending to the social.”  Everyday Life and Cultural Theory: An Introduction.  London: Routledge, 2002, p. 46.

[66] Louis Aragon, Paris Peasant (London: Cape, 1987); Philippe Soupault, Last Nights of Paris (Cambridge, MA: Exact Change, 1992); André Breton, Nadja (New York: Grove Press, 1960); Pierre Clastres, Society Against the State: Essays in Political Anthropology (London: Zone, revised edition, 1990); Michel de Certeau, The Practice of Everyday Life (Berkeley: University of California Press, 3rd edition, 2011); Mark Augé, In the Metro (Minneapolis: University of Minnesota Press, 2002); Annie Ernaux, The Years (New York: Seven Stories Press, 2017). 

[67] James Clifford, “On Ethnographic Surrealism,” Comparative Studies in Society and History, Vol. 23, No. 4, 1981, p. 541.  A revised version of this essay was included as Ch. 4 of Clifford’s The Predicament of Culture: Twentieth-Century Ethnography, Literature, and Art(Cambridge, MA: Harvard University Press, 1988).

[68] Clifford, Predicament of Culture, pp. 120-21.

[69] Bataille, “Informe.”  Yve-Alain Bois and Rosalind E. Krauss translate déclasser as “to bring things down in the world” in their book Formless: A User’s Guide (New York: Zone, 1997), unpaginated front matter; for Bois, the term has “the double sense of lowering and taxonomic disorder” (p. 18).  See further Karen Engle and Yoke-Sum Wong, “Thinking Feeling,” introduction to their edited book Feelings of Structure: Explorations in Affect (Montreal and Kingston/London/Chicago: McGill-Queens University Press, 2018. 

[70] “Michael Taussig in conversation with Nancy Goldring,” November, Vol. 1, 2021, at https://www.novembermag.com/content/michael-taussig. My emphasis.  See also, in this context, Taussig’s book Walter Benjamin’s Grave (Chicago: University of Chicago Press, 2006).

[71] See for example the websites of Writing with Light (http://www.writingwithlight.org) and the Bureau for Experimental Ethnography (https://bureauxethnography.dwrl.utexas.edu) (both accessed 3 December 2024).

[72] I have discussed the latter at length in Derek Sayer, Rank Hypocrisies: The Insult of the REF, London: Sage, 2015.

I was horrified at the mass shooting yesterday at Charles University in Prague, a location I know well. May the wounded recover and the dead rest in peace. Apparently the shooter, 24-year-old history student David Kozák, was inspired—if that’s the right word—by American examples. This is one bit of American culture Europe doesn’t need. I hope the Czechs fix their gun laws (as the UK, Australia, and New Zealand did after their own massacres) before, as in the US, it gets politically impossible to do so.   

It seems apt to repost this.

By chance, websurfing for something completely different, I came across this today:

In contrast Rank Hypocrisies: The Insult of the REF by Derek Sayer was fantastic. It’s a blistering indictment of the lunacy of REF and persuaded me of a position I’d been slowly, up till now reluctantly, moving towards: metrics are obviously the lesser of two evils. They’re far from perfect (to say the least) but they would be a huge improvement on REF2014. He makes the case convincingly that the ‘peer review’ of the REF falls dramatically short of accepted standards of peer review. Far too few people are asked to review far too much. They also frequently have little to no specialist knowledge about the work they’re ‘reviewing’. He’s particularly interesting on the politics of the ‘internal REFs’ that have been conducted and paints a vivid picture of the vast REF bureaucracy being reduplicated within each university itself. He argues that this is an important tool for the disciplining of academic labour, extends the power of managers and the exercise as a whole (‘modernization’ of higher education) entrenches a small elite within the sector. To use the memorable phrase offered by Will Davies, which I’ve had stuck in my head for ages now, the whole thing is an exercise in heating up the floor to see who can keep hopping the longest.

Mark Carrigan, “Things I’ve been reading recently #2,” posted on his blog on February 17, 2015

This is a very useful summary of recent debates on twitter and elsewhere on the UK’s RAE-REF research assessment exercises.  I’m reposting it for information.  Thank you Ian Pace!

Ian Pace's avatarDesiring Progress

I am writing this piece at what looks like the final phase of the USS strike involving academics from pre-1992 UK universities. A good deal of solidarity has been generated through the course of the dispute, with many academics manning picket lines together discoverying common purpose and shared issues, and often noting how the structures and even physical spaces of modern higher education discourage such interactions when working. Furthermore, many of us have interacted regularly using Twitter, enabling the sharing of experiences, perspectives, vital data (not least concerning the assumptions and calculations employed for the USS future pensions model), and much else about modern academic life. As noted by George Letsas in the Times Higher Education Supplement (THES), Becky Gardiner in The Guardian, Nicole Kobie in Wired, and various others, the strike and other associated industrial action have embodied a wider range of frustrations amongst UK-based…

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0418 NEDENAVRUPA.indd

One of my earliest attempts to formulate the argument of my Prague Trilogy was in a keynote lecture I wrote for the conference New Directions in Writing European History at the Middle Eastern Technical University, Ankara, Turkey, on October 25-6, 1994.  I was one of three keynote speakers, along with Paul Langford and John Hall.  My lecture was titled “Prague as a Vantage Point on Modern European History. ”

The conference proceedings, including the three keynote lectures, responses by Turkish scholars, and a transcript of audience questions and panel discussions, were published in English in METU Studies in Development, vol. 22, no. 3, 1995.

I am pleased to belatedly discover that my lecture, along with those of John Hall and Paul Langford, has appeared in Turkish translation in Huri Islamoglu (ed.), Neden Avrupa Tarihi (Istanbul: Iletisim Yayincilik, 2nd ed, 2014).  I like the cover too.

The title means “Why European history?”—a good question.   I began my contribution to the discussion of John Hall’s paper (which was titled “The Rise of the West”) as follows:

I found the presentation very compelling and I was suspicious precisely because of that.  It was the clarity, the simplicity, the elegance of it that came across so strongly, but I wonder can you do that when you are talking about 2000 years of European history and contrasting it with the rest of the world?  Can you compass that complexity within so simple an argumentative framework, within a single theory?  I want to try to pin you down by asking three simple questions …

The simple questions are: first, what is Europe?  Second, where is the West?  And third, when was modernity? 


 

toplum20170617121649

 

My 1986 book with David Frisby, Society, has coincidentally also just appeared in Turkish under the title Toplum.  The same publisher previously did a Turkish edition of The Violence of Abstraction.

Given the appalling repression going on in Turkish universities since the failed coup in 2016, it is heartening that such texts are still being published.

HEFCE letter

And the tapestry of lies, damned lies and statistics that is REF2014 keeps on unraveling.

I learn from this morning’s Twitterfeed that Dr Dan Lockton, of the Royal College of Art, and Professor Melissa Terras, Professor of Digital Humanities and Director of the UCL Centre for Digital Humanities, have received identical letters in response to requests under the Freedom of Information Act for HEFCE to disclose information held on them in connection with the REF.

Dr Lockton had asked to see “data held by HEFCE concerning myself or my work, as part of the REF, including any comments, assessments or other material.

HEFCE responded that they did not hold the information he was seeking and referred him to a FAQ on the REF website:

Can you provide the scores for my outputs that were submitted to the REF?

Individual outputs were assessed in order to produce the output sub-profiles for each submission. Once the sub-profiles were complete, the scores for individual outputs were no longer required and have been destroyed. In accordance with data protection principles, we no longer hold the scores for individual outputs as they constitute personal data, which should not be held for longer than required to fulfil their purpose.

When it first emerged that RAE2008 was making the same use of such Orwellian memory holes, an (anonymous) panelist explained to Times Higher Education that “It is for our own good. The process could become an absolute nightmare if departmental heads or institutions chose to challenge the panels and this information was available.[1]

HEFCE’s letter to Dr Lockton goes on to emphasize that:

The purpose of the REF is to assess the quality of research and produce outcomes for each submission in the form of sub-profiles and an overall quality profile. These outcomes are then used to inform funding, provide accountability for public investment and provide benchmarking information. The purpose of the REF is not to provide a fine-grained assessment of each individual’s contribution to a submission and the process is not designed to deliver this.

Yes, but. At the risk of appearing obtuse, I would have thought that when 65% of the overall quality profile rests on REF subpanels’ assessment of the quality of individuals’ outputs, we would expect “fine-grained assessment” of those outputs. Is this not why we have this cumbersome, time-consuming, expensive process of panel evaluation—as distinct, for instance, from using metrics—to begin with?

If it’s not fine-grained assessment, what sort of assessment is it?  And how can we trust it to provide a reliable basis for funding decisions, accountability for public investment, or benchmarking?

In the immortal words of Amy Winehouse, what kind of fuckery is this?

[1] Zoe Corbyn, ‘Panels ordered to shred all RAE records’. Times Higher Education, 17 April 2008.

 

1.

The rankings produced by Times Higher Education and others on the basis of the UK’s Research Assessment Exercises (RAEs) have always been contentious, but accusations of universities’ gaming submissions and spinning results have been more widespread in REF2014 than any earlier RAE. Laurie Taylor’s jibe in The Poppletonian that “a grand total of 32 vice-chancellors have reportedly boasted in internal emails that their university has become a top 10 UK university based on the recent results of the REF”[1] rings true in a world in which Cardiff University can truthfully[2] claim that it “has leapt to 5th in the Research Excellence Framework (REF) based on the quality of our research, a meteoric rise” from 22nd in RAE2008. Cardiff ranks 5th among universities in the REF2014 “Table of Excellence,” which is based on the GPA of the scores assigned by the REF’s “expert panels” to the three elements in each university’s submission (outputs 65%, impact 20%, environment 15%)—just behind Imperial, LSE, Oxford and Cambridge. Whether this “confirms [Cardiff’s] place as a world-leading university,” as its website claims, is more questionable.[3] These figures are a minefield.

Although HEFCE encouraged universities to be “inclusive” in entering their staff in REF2014, they were not obliged to return all eligible staff and there were good reasons for those with aspirations to climb the league tables to be more “strategic” in staff selection than in previous RAEs. Prominent among these were (1) HEFCE’s defunding of 2* outputs from 2011, which meant outputs scoring below 3* would now negatively affect a university’s rank order without any compensating gain in QR income, and (2) HEFCE’s pegging the number of impact case studies required to the number of staff members entered per unit of assessment, which created a perverse incentive to exclude research-active staff if this would avoid having to submit a weak impact case study.[4] Though the wholesale exclusions feared by some did not materialize across the sector, it is clear that some institutions were far more selective in REF2014 than in RAE2008.

Unfortunately data that would have permitted direct comparisons with numbers of staff entered by individual universities in RAE2008 were never published, but Higher Education Statistical Authority (HESA) figures for FTE staff eligible to be submitted allow broad comparisons across universities in REF2014. It is evident from these that selectivity, rather than an improvement in research quality per se, played a large part in Cardiff’s “meteoric rise” in the rankings. The same may be true for some other schools that significantly improved their positions, among them Kings (up to 7th in 2014 from 22= in 2008), Bath (14= from 20=), Swansea (22= from 56=), Cranfield (31= from 49), Heriot-Watt (33 from 45), and Aston (35= from 52=). All of these universities except Kings entered fewer than 75% of their eligible staff members, and Kings has the lowest percentage (80%) of any university in the REF top 10 other than Cardiff itself.

Cardiff achieved its improbable rank of 5th on the basis of a submission that included only 62% of eligible staff. This is the second-lowest percentage of any of the 28 British universities that are listed in the top 200 in the 2014-15 Times Higher Education World University Rankings (of these schools only Aberdeen entered fewer staff, submitting 52%). No other university in this cohort submitted less than 70% of eligible staff, and half (14 universities) submitted over 80%. Among the top schools, Cambridge entered 95% of eligible staff, Imperial 92%, UCL 91% and Oxford 87%.

Many have suggested that “research power” (which is calculated by multiplying the institution’s overall rounded GPA by the total number of full-time equivalent staff it submitted to the REF) gives a fairer indication of a university’s place in the national research hierarchy than GPA rankings alone. By this measure, Cardiff falls to a more credible but still respectable 18th. But when measured by “research intensity” (that is, GPA multiplied by the percentage of eligible staff entered), its rank plummets from 5th to 50th. To say that this provides a more accurate indication of its true standing might be overstating the case, but it certainly underlines why Cardiff does not belong among “world-leading” universities.  Cardiff doubtless produces some excellent research, but its overall (and per capita) performance does not remotely justify comparisons with Oxford, Cambridge, or Imperial—let alone Caltech, Harvard, Stanford, Princeton, MIT, UC-Berkeley and Yale (the other universities in the THE World University Rankings top 10).  In this sense the GPA Table of Excellence can be profoundly misleading.

“To their critics,” writes Paul Jump in Times Higher Education, “such institutions are in essence cheating because in reality their quality score reflects the work produced by only a small proportion of their staff.”[5] I am not sure the accusation of cheating is warranted, because nobody is doing anything here that is outside HEFCE’s rules. The problem is rather that the current REF system rewards—and thereby encourages—bad behavior, while doing nothing to penalize the most egregious offenders like Cardiff.

The VCs at Bristol (11= in the REF2014 GPA table) and Southampton (18=, down from 14= in 2008) might be forgiven for ruefully reflecting that they, too, might now be boasting that they are “a top ten research university” had they not chosen to submit 91% and 90% of their eligible faculty respectively—a submission rate that on any reasonable criteria (as distinct from HEFCE’s rules) should itself be regarded as a mark of research excellence. Measured by research intensity Bristol comes in at 5= (jointly with Oxford) and Southampton 8= (jointly with Queen’s University Belfast, which submitted 95% of its staff and is ranked 42= on GPA). Meantime the VCs at St Andrews (down from 14= to 21=, 82% of eligible staff submitted), Essex (11th to 35=, 82% submitted), Loughborough (28= to 49=, 88% submitted) and Kent (31= to 49=, 85% submitted) may by now have concluded that—assuming they hold onto their jobs—they will have no alternative other than to be much more ruthless in culling staff for any future REF.

2.

The latest Times Higher Education World University Rankings puts Cardiff just outside the top 200, in the 201-225 group—which places it 29= among UK universities, along with Dundee, Newcastle, and Reading. Taking GPA, research power and research intensity into account—as we surely should, in recognition that not only the quality of research outputs but the number and proportion of academic staff who are producing them are also necessary elements in evaluating any university’s overall contribution to the UK’s research landscape—such a ranking seems intuitively to be just about right.

I have shown elsewhere[6] that there was, in fact, a striking degree of overall agreement between the RAE2008 rankings and the Times Higher Education World University Rankings. Repeating the comparison for UK universities ranked in the top 200 in the THE World University Rankings for 2014-15 and the REF2014 GPA-based “Table of Excellence” yields similar findings. The data are summarized in Table 1.

 

Table 1: REF2014 performance of universities ranked in the top 200 in Times Higher Education World University Rankings 2014-15

University THE World University Rankings 2014-15 REF2014 ranking by GPA (RAE2008) REF2014 ranking by research power REF2014 ranking by research intensity Percentage of eligible staff submitted
1-50
Oxford 3 4 (4=) 2 5= 87
Cambridge 5 5 (2) 3 2 95
Imperial 9 2 (6) 8 3 92
UCL 22 8= (7) 1 4 91
LSE 34 3 (4=) 28 7 85
Edinburgh 36 11= (12) 4 12= 83
Kings 40 7 (22=) 6 17 80
50-100
Manchester 52 17 (8) 5 26= 78
Bristol 74 11= (14) 9 5= 91
Durham 83 20 (14=) 20 24= 79
Glasgow 94 24 (33=) 12 15 84
100-150
Warwick 103 8= (9) 15 11 83
QMUL 107 11= (13) 22 34= 74
St Andrews 111= 21= (14=) 22 16 82
Sussex 111= 40 (30) 34 42= 73
York 113 14= (10) 23 32 75
Royal Holloway 118 26= (24=) 40 31 77
Sheffield 121 14= (14=) 13 33 74
Lancaster 131 18= (20=) 26 29 77
Southampton 132 18= (14=) 11 8= 90
Leeds 146 21= (14=) 10 34= 75
Birmingham 148 31 (26) 14 23 81
150-200
Exeter 154 30 (28=) 21 19= 82
Liverpool 157 33 (40) 19 46= 70
Nottingham 171 26= (24=) 7 28 79
Aberdeen 178 46= (38) 29 57 52
UEA 198 23 (35=) 36 37 75
Leicester 199 53 (51) 24 39 78

Seven UK universities make the top 50 in the 2014-15 THE World University Rankings: Oxford, Cambridge, Imperial, UCL, LSE, Edinburgh, and Kings. Six of these are also in the REF2014 top 10, while the other (Edinburgh) is only just outside it at 11=. Four of the leading five institutions are same in both rankings (the exception being UCL, which is 8= in REF 2014), though not in the same rank order. Of 11 UK universities in THE top 100, only one is outside the REF top 20 (Glasgow, at 24th). Of 22 UK universities in THE top 150, only two (Birmingham, 31 in REF, and Sussex, 40 in REF) are outside REF top 30. Of the 28 UK universities in THE top 200, only two (Aberdeen at 46= and Leicester at 53) rank outside the REF top 40.

Conversely, only two universities in the REF2014 top 20, Cardiff at 6 and Bath at 14=, do not make it into the THE top 200 (their respective ranks are 201-225 and 301-350). Other universities that are ranked in the top 40 in REF2014 but remain outside the THE top 200 are Newcastle (26=), Swansea (26=), Cranfield (31), Herriot-Watt (33), Essex (35=), Aston (35=), Strathclyde (37), Dundee (38=) and Reading (38=).

Table 2 provides data on the performance of selected UK universities that submitted to REF2014 but are currently ranked outside the THE world top 200.

Table 2. REF2014 performance of selected UK universities outside top 200 in Times Higher Education World University Rankings 2014-15

University THE World University Rankings 2014-15 REF2014 ranking by GPA (RAE 2008) REF2014 ranking by research power REF2014 ranking by research intensity Percentage of eligible staff submitted
Cardiff 201-225 6 (22=) 18 50 62
Dundee 201-225 38= (40=) 39 49 68
Newcastle 201-225 26= (27) 16 26= 80
Reading 201-225 38= (42) 27 19= 83
Birkbeck 226-250 46= (33=) 48 30 81
Plymouth 276-300 66= (75=) 47 59 50
Bath 301-350 14= (20=) 35 34= 74
Bangor 301-350 42= (52=) 59 51 63
Essex 301-350 35= (11) 45 22 82
Aberystwyth 350-400 58= (45=) 51 46= 76
Aston 350-400 35= (52=) 69 60 43
Portsmouth 350-400 65 (68=) 55 80 27
Swansea 26= (52=) 42 42= 71
Cranfield 31= (49) 61 64 37
Heriot-Watt 33 (45) 44 53 57

Dundee, Newcastle and Reading only just miss the THE cut (they are all in the 201-225 bracket). While all three outscored Aberdeen and Leicester, who are above them in the THE rankings (in Leicester’s case, at 199, very marginally so) in the REF, only Newcastle does substantially worse in the THE rankings than in the REF. It is ranked 26= in the REF with Nottingham and Royal Holloway, ahead of Leicester (53), Aberdeen (46), Sussex (40), Liverpool (33), Birmingham (31) and Exeter (30)—all of which are in the top 200 in the THE World Rankings. While there was a yawning gulf between Essex’s RAE2008 ranking of 11th and its THE ranking in the 301-350 group, the latter does seem to have presaged its precipitous REF2014 fall from grace to 35=. Conversely, the THE’s inclusion of Plymouth in the 276-300 group of universities places it considerably higher than its RAE rank of 66= would lead us to expect. This is not the case with most of the UK universities listed in the lower half of the THE top 400. Birkbeck, Bangor, Aberystwyth and Portsmouth also all found themselves outside the top 40 in REF2014.

The greatest discrepancies between REF2014 and the THE World Rankings come with Cardiff (6 in REF, 201-225 in REF), Bath (14= in REF, 301-350 in THE), Swansea (26= in REF, not among THE top 400), Aston (35= in REF, 350-400 in THE), Cranfield and Heriot-Watt (31= and 33 respectively in REF, yet not among THE top 400). On the face of it, these cases flatly contradict any claim that THE (or other similar) rankings are remotely accurate predictors of REF performance. I would argue, on the contrary, that these are the exceptions that prove the rule. All these schools were prominent among those universities identified above who inflated their GPA by submitting smaller percentages of their eligible staff in REF2014. Were we to adjust raw GPA figures by research intensity, we would get a much closer match, as Table 3 shows.

Table 3. Comparison of selected universities performance in THE World University Rankings 2014-15 and REF2014 by GPA and research intensity.

University THE 2014-15 REF2014 intensity REF2014 GPA
Cardiff 201-225 50 6
Bath 301-350 34= 14=
Swansea 42= 26=
Aston 350-400 60 35=
Cranfield 64 31=
Heriot-Watt 53 33

The most important general conclusion to emerge from this discussion is that despite some outliers there is a remarkable degree of agreement between the top 40 in REF2014 and the top 200 in the THE 2014-15 World University Rankings, and the correlation increases the higher we go in the tables. Where there are major discrepancies, these are usually explained by selective staff submission policies.

One other correlation is worth noting at this point. All 11 of the British universities in the THE top 100 are members of the Russell Group, as are 10 of the 17 British universities ranked between 100-200. The other six universities in this latter cohort (St Andrews, Sussex, Royal Holloway, Lancaster, UEA, Leicester) were all members of the now-defunct 1994 Group. Only one British university in the THE top 200 (Aberdeen) belonged to neither the Russell Group nor the 1994 Group. Conversely, only two Russell Group universities, Newcastle and Queen’s University Belfast, did not make the top 200 in the THE rankings.[7] In 2013-14 Russell Group and former 1994 Group universities between them received almost 85% of QR funding. Here, too, an enormous amount of money, time, and acrimony seems to have been expended on a laborious REF exercise that merely confirms what THE rankings have already shown.

3.

The most interesting thing about this comparative exercise is that the Times Higher Education World University Rankings not only make no use of RAE/REF data, but rely on quantitative methodologies that have repeatedly been rejected by the British academic establishment in favor of the “expert peer review” that is supposedly offered by REF panels. THE gives 30% of the overall score for the learning environment, 7.5% for international outlook, and 2.5% for industry income. The remaining 60% is based entirely on research-related measures, of which “the single most influential of the 13 indicators,” counting for 30% of the overall THE score, is “the number of times a university’s published work is cited by scholars globally” as measured by the Web of Science. The rest of the research score is derived from research income (6%), ‘research output scaled against staff numbers’ (6%, also established through the Web of Science), and ‘a university’s reputation for research excellence among its peers, based on the 10,000-plus responses to our annual academic reputation survey’ (18%).

The comparisons undertaken here strongly suggest that such metrics-based measures have proved highly reliable predictors of performance in REF2014—just as they did in previous RAEs. To be sure, there are differences in the fine details of the order of ranking of institutions between the THE and REF, but in such cases can we be confident that it is the REF panels’ highly subjective judgments of quality that are the more accurate? To suggest there is no margin for error in tables where the difference in GPA between 11th (Edinburgh, 3.18) and 30th (Exeter, 3.08) is a mere 0.1 points would be ridiculous. I have elsewhere suggested (here and here) that there are in fact many reasons why such confidence would be totally misplaced, including lack of specialist expertise among panel members and lack of time for reading outputs in the depth required.[8] But my main point here is this.

If metrics-based measures can produce similar results to those arrived at through the REF’s infinitely more costly, laborious and time-consuming process of ‘expert review’ of individual outputs, there is a compelling reason to go with the metrics; not because it is necessarily a valid measure of anything but because it as reliable as the alternative (whose validity is no less dubious for different reasons) and a good deal more cost-efficient. The benefits for collegiality and staff morale of universities not having to decide who to enter or exclude from the REF might be seen as an additional reason for favoring metrics. I am sure that if HEFCE put their minds to it they could come up with a more sophisticated basket of metrics than Times Higher Education, which would be capable of meeting many of the standard objections to quantification.  Supplementing the Web of Science with Publish or Perish or other citation indices that capture books as well as articles might be a start.  I hope James Wilsdon’s committee will come up with some useful suggestions for ways forward.

[1] Laurie Taylor, “We have bragging rights!” in The Poppletonian, Times Higher Education, 8 January 2015.

[2] Well, not quite. Cardiff is actually ranked 6th in the REF2014 “Table of Excellence,” which is constructed by Times Higher Education on the basis of the grade point average (GPA) of the marks awarded by REF panels, but the #1 spot is held not by a university but the Institute of Cancer Research (which submitted only two UoAs). This table and others drawn upon here for “research power” and “research intensity” are all compiled by Times Higher Education.

[3] “REF 2014,” Cardiff University website at http://www.cardiff.ac.uk/research/impact-and-innovation/quality-and-performance/ref-2014

[4] Paul Jump, “Careers at risk after case studies ‘game playing’, REF study suggests.” Times Higher Education, 22 January 2015.

[5] Paul Jump, “REF 2014 rerun: who are the ‘game players’?” Times Higher Education, 1 January 2015.

[6] See Derek Sayer, Rank Hypocrisies: The Insult of the REF. London: Sage, 2014.

[7] I have discussed Newcastle already. Queen’s came in just outside the REF top 40 (42=) but with an excellent intensity rating (8=, 95% of eligible staff submitted).

[8] See, apart from Rank Hypocrisies, my articles “One scholar’s crusade against the REF,” Times Higher Education, 11 December, 34-6; “Time to abandon the gold standard? Peer Review for the REF Falls Far Short of Internationally Acceptable Standards,” LSE Impact of Social Sciences blog, 19 November (reprinted as “Problems with peer review for the REF,” CDBU blog, 21 November).

Sayer_Rank_SWIFTS copy

UPDATE.  There is a (much cheaper) Kindle edition of this book to come soon, but it is not currently listed on amazon or other sites.

Seems oddly appropriate that I should be celebrating my 64th birthday with a new book that attacks a centerpiece of the unholy alliance of neoliberalism and Old Corruption that has been running and ruining British universities for the last thirty years.  Published December 3, 2015.  Lets hope it has “impact”! For more details see here.

Time to abandon the gold standard? Peer review for the REF falls far short of internationally accepted standards.

The REF2014 results are set to be published next month. Alongside ongoing reviews of research assessment, Derek Sayer points to the many contradictions of the REF. Metrics may have problems, but a process that gives such extraordinary gatekeeping power to individual panel members is far worse. Ultimately, measuring research quality is fraught with difficulty. Perhaps we should instead be asking which features of the research environment (a mere 15% of the assessment) are most conducive to a vibrant research culture and focus funding accordingly.  [LSE Impact Blog, 19 November 2014]